Stacey R. Judd
Professional summary
Stacey Renee Judd, who also goes by Stacey Renee Judd-nash, Stacey Renee Judd, is a registered financial professional currently at TD SECURITIES (USA) LLC located in New York, New York.
Stacey is registered as a RR (Registered Representative) and started their career in finance in 2012. Stacey has worked at 5 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stacey Renee Judd's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 26, 2024 - Present
TD SECURITIES (USA) LLC
Office #1: One Vanderbilt Avenue, New York, NY 10017January 31, 2023 - November 26, 2024
TD PRIME SERVICES LLC
March 31, 2021 - December 9, 2022
CLEAR STREET LLC
March 4, 2019 - August 3, 2020
VIRTU ITG LLC
June 19, 2012 - March 25, 2021
VIRTU AMERICAS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| ORTIZ, JORGE LUIS | FINANCIAL & OPERATIONS PRINCIPAL | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
| WONG, KRISTIE | CHIEF FINANCIAL OFFICER | 4725261 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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