Hunter W. Mills
Professional summary
Hunter William Mills is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Hunter is registered as a RR (Registered Representative) and started their career in finance in 1987. Hunter has worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hunter William Mills's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 24, 2024 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901November 30, 2001 - January 16, 2024
JOHN HANCOCK DISTRIBUTORS LLC
August 2, 2000 - October 10, 2001
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
January 21, 1995 - April 27, 2000
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 2, 1994 - May 19, 1994
G. R. PHELPS & CO., INC.
August 27, 1987 - November 18, 1989
NEW ENGLAND SECURITIES
July 21, 1987 - July 27, 1987
JANNEY MONTGOMERY SCOTT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/24/2024)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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