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RD

Ronald J. Deblanc

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CRD#: 1672968
RD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ronald Joseph Deblanc was a registered financial professional .

Ronald is a previously registered financial professional and started their career in finance in 1987. Ronald had worked at 6 firms and has passed the Series 99TO, SIE, Series 7 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 19, 2015 - February 2, 2023

HANCOCK WHITNEY INVESTMENT SERVICES INC.

BD
CRD#: 40637
NEW ORLEANS, LA
Past

January 2, 2015 - April 30, 2015

CAPITAL ONE INVESTING, LLC

BD
CRD#: 45744
HARAHAN, LA
Past

February 5, 2010 - July 6, 2010

CHEVY CHASE FINANCIAL SERVICES

BD
CRD#: 14894
BETHESDA, MD
Past

February 1, 2008 - January 2, 2015

CAPITAL ONE INVESTMENT SERVICES LLC

BD
CRD#: 25658
HARAHAN, LA
Past

March 13, 1998 - May 31, 2008

CAPITAL ONE INVESTMENTS, LLC

BD
CRD#: 17526
NEW ORLEANS, LA
Past

July 7, 1987 - August 4, 1987

SHERWOOD CAPITAL, INC.

BD
CRD#: 10474

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HANCOCK WHITNEY INVESTMENT SERVICES INC.
HANCOCK INVESTMENT SERVICES, INC. | WHITNEY INVESTMENT SERVICES | HANCOCK WHITNEY INVESTMENT SERVICES INC.

CRD#: 40637 / SEC#: 801-68420, 8-49106

RIA
Registered Investment Advisory firm - SEC (10/24/2007 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/20/1987
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 6/27/1997
Financial and Operations Principal Examination

Current Firm

HW
HANCOCK WHITNEY INVESTMENT SERVICES INC.
HANCOCK INVESTMENT SERVICES, INC. | WHITNEY INVESTMENT SERVICES | HANCOCK WHITNEY INVESTMENT SERVICES INC.

CRD#: 40637 / SEC#: 801-68420, 8-49106

RIA
Registered Investment Advisory firm - SEC (10/24/2007 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
701 Poydras St. Suite 3100, New Orleans, LA 70139
Mailing Address
701 Poydras St. Suite 3100, New Orleans, LA 70139
Phone number
+1 (800) 385-4188
Established
Mississippi since 10/12/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
45

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HWIS ADV PART 2A BROCHURE - MARCH 30, 2025 (3/21/2025)

Direct owners and executive officers

NamePositionCRD#
HANCOCK WHITNEY CORPORATIONSHAREHOLDER
BARTLETT, DONNABROKER DEALER - CHIEF COMPLIANCE OFFICER1813672
LOUPE, PATRICIA KIVESASSISTANT SECRETARY6796549
MILTON, MILES STUARTPRESIDENT/CEO AND DIRECTOR1518016
NICHOALDS, STUART TODDAML/BSA OFFICER6607342
RIGNEY, JOHN MARIO JRRIA-CCO/VP/SECRETARY & DIRECTOR2032572
SCHEXNAYDER, ANITA GREGOIREVICE PRESIDENT/CHIEF FINANCIAL OFFICER & DIRECTOR6453588

Regulatory assets under management

Total Number of Accounts1,031
AUM (Assets Under Management)$ 210,606,113

Disclosures

Regulatory Event2
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HANCOCK WHITNEY INVESTMENT SERVICES INC.

CRD#: 40637

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