SM
Shirley A. Mcallister
VALIC FINANCIAL ADVISORS
COLUMBUS, OH 43235
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CRD#: 1672933
SM
Professional summary
Shirley Ann Mcallister, who also goes by Shirley Ann Mcallister Mrs, Shirley Mcallister, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Columbus, Ohio.
Shirley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Shirley has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6, Series 7 and Series 52 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shirley Ann Mcallister Mrs | Shirley Mcallister
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
KNOX/COPPER RUN ENERGY DEVELOPMENT 2011. P.O. BOX 705 NEW ALBANY, OH 43054. START DATE: 11/30/2011. NOT INVESTMENT RELATED. 0% TIME SPENT ON OUTSIDE BUSINESS/NONE DURING SECURITIES TRADING HOURS. INVOLVED IN OIL AND GAS DRILLING PROGRAM. WORKING INTEREST AS A PARTNER. THIS PROGRAM IS NOT CONSIDERED A PRIVATE PLACEMENT. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products
CRS (Client Relationship Summary) - RIA
Click below to view Shirley Ann Mcallister's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Shirley Ann Mcallister's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 21, 2017 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 8050 North High Street Suite 130, Columbus, OH 43235RIA
BD
CRD#: 42803
COLUMBUS, OH
Current
September 12, 2016 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 8050 North High Street Suite 130, Columbus, OH 43235RIA
BD
CRD#: 42803
COLUMBUS, OH
Past
August 29, 2014 - August 17, 2016
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
WORTHINGTON, OH
Past
March 30, 2007 - January 22, 2008
REGIS SECURITIES CORPORATION
BD
CRD#: 103711
WESTERVILLE, OH
Past
July 25, 1994 - June 3, 2005
NATCITY INVESTMENTS, INC.
BD
CRD#: 17490
CLEVELAND, OH
Past
May 18, 1990 - October 3, 1994
NATIONAL CITY INVESTMENTS CORPORATION
BD
CRD#: 17365
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/3/2021)
IAR
Alabama(9/3/2021)
RR
Arizona(8/24/2021)
IAR
Arizona(9/8/2021)
RR
Colorado(11/19/2020)
IAR
Colorado(11/20/2020)
RR
Florida(8/29/2018)
IAR
Florida(8/30/2018)
RR
Georgia(6/21/2022)
IAR
Georgia(6/23/2022)
RR
Idaho(2/24/2025)
IAR
Idaho(2/25/2025)
RR
Indiana(12/27/2016)
IAR
Indiana(2/21/2017)
RR
Kentucky(8/24/2021)
IAR
Kentucky(8/25/2021)
RR
Massachusetts(8/21/2023)
IAR
Massachusetts(9/27/2023)
RR
Michigan(8/24/2021)
IAR
Michigan(8/26/2021)
RR
North Carolina(10/8/2025)
IAR
North Carolina(10/9/2025)
RR
Ohio(9/12/2016)
IAR
Ohio(3/1/2017)
RR
Pennsylvania(5/21/2025)
IAR
Pennsylvania(5/22/2025)
RR
South Carolina(9/11/2023)
IAR
South Carolina(9/13/2023)
RR
Tennessee(3/18/2025)
RR
Texas(7/24/2024)
IAR
Texas(7/25/2024)
RR
Virginia(4/22/2022)
IAR
Virginia(4/26/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/12/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
