MC
Michael R. Clark
CETERA INVESTMENT ADVISERS LLC
SAN ANTONIO, TX 78216
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CRD#: 1672801
MC
Professional summary
Michael Ray Clark, CIMA® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in San Antonio, Texas and CETERA WEALTH SERVICES, LLC located in San Antonio, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) ASPECT WEALTH MANAGEMENT GROUP, LLC, RIA, PRESIDENT, HRS 45-50 PER WEEK, COMP: SAL + BONUSES, PROVIDING MANAGEMENT & LEADERSHIP, & ADVISORY SERVICES TO INDIVIDUAL AND CORPORATE CLIENTS; (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 3/26/2010, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE; (3) NAME OF OTHER BUSINESS: MINING VENTURES, LLC INVESTMENT RELATED: NO ADDRESS: 9311 SAN PEDRO AVE, SUITE 750, SAN ANTONIO, TX 78216 NATURE OF BUSINESS: MINING OPERATION START DATE: 8/2016 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: PRESIDENT (4) NAME OF OTHER BUSINESS: TECHNOLOGY DISTRIBUTION INTERNATIONAL, LLC INVESTMENT RELATED: NO ADDRESS: 9311 SAN PEDRO AVE, SUITE 750, SAN ANTONIO, TX 78216 NATURE OF BUSINESS: TECHNOLOGY DISTRIBUTION START DATE: 9/2016 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: PRESIDENT (5) NAME OF OTHER BUSINESS: DECISIVE INTERNATIONAL, LLC INVESTMENT RELATED: NO ADDRESS: 9311 SAN PEDRO AVE, SUITE 750, SAN ANTONIO, TX 78216 NATURE OF BUSINESS: TECHNOLOGY DISTRIBUTION START DATE: 8/2016 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: DISTRIBUTING TECHNOLOGY DEVICES IN THE US AND ABROAD (6) NAME OF OTHER BUSINESS: ASEITY VENTURES LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: COMMERCIAL SALES ; START DATE: 07/2021 ; POSITION/TITLE/RELATIONSHIP: CO-OWNER / CO-MANAGER ; APX NUMBER OF HOURS PER WEEK: 2-4 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2-4 ; BRIEF DESCRIPTION OF DUTIES: SALES AND DISTRIBUTION OF AIRCRAFT, MEDICAL AND TECHNOLOGY GOODS & SERVICES ; 7. NAME OF OTHER BUSINESS: EEON VENTURES LLC; INVESTMENT RELATED: NO; ADDRESS: 1309 COFFEEN AVE STE 1200, SHERIDAN, WY 82801; NATURE OF BUSINESS: CARBON CREDITS; START DATE: 9/2025; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TO PROVIDE OPINIONS RELATED TO STRATEGY, MARKETING AND PRODUCTION OF CARBON CREDITS IN THE INTERNATIONAL MARKETS; 8. NAME OF OTHER BUSINESS: AVARANA TECHNOLOGIES, LLC; INVESTMENT RELATED: NO; ADDRESS: 1309 COFFEEN AVE STE 1200, SHERIDAN, WY 82801; NATURE OF BUSINESS: TECHNOLOGY SALES; START DATE: 9/2025; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROVIDING OPINIONS REGARDING STRATEGY, MARKETING, AND TECHNOLOGY SALES TO THE MAJORITY SHAREHOLDER; 9. NAME OF OTHER BUSINESS: GREENWORLD INTERNATIONAL VENTURES, LLC; INVESTMENT RELATED: NO; ADDRESS: 3RD STREET SINKOR BELLA CASA, 3RD FLOOR, MONROVIA, CA 91016; NATURE OF BUSINESS: CARBON CREDIT; START DATE: 9/2025; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROVIDE OPINIONS RELATED TO THE EFFECTIVE MANAGEMENT OF CARBON CREDIT PROJECTS IN THE COUNTRY OF LIBERIA;
CRS (Client Relationship Summary) - RIA
Click below to view Michael Ray Clark's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 9311 San Pedro Ste 750, San Antonio, TX 78216RIA
CRD#: 105644
SAN ANTONIO, TX
Current
March 27, 1997 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 9311 San Pedro Ste 750, San Antonio, TX 78216BD
CRD#: 13572
San Antonio, TX
Past
September 11, 2006 - December 25, 2021
ASPECT WEALTH MANAGEMENT
RIA
CRD#: 135860
SAN ANTONIO, TX
Past
March 27, 1997 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
July 31, 1993 - April 17, 1997
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
May 21, 1987 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/30/2021)
RR
Arizona(3/27/1997)
RR
Arkansas(12/1/2023)
RR
California(6/9/1999)
RR
Colorado(8/6/2018)
RR
Florida(10/25/2002)
RR
Georgia(12/20/2001)
RR
Illinois(8/6/2018)
RR
Indiana(6/25/2025)
RR
Kansas(5/25/2023)
RR
Kentucky(12/16/2024)
RR
Louisiana(12/13/2024)
RR
Maryland(1/6/2025)
RR
Michigan(4/5/2013)
RR
Nevada(9/19/2013)
RR
New Jersey(12/20/2001)
RR
New York(1/28/2021)
RR
North Carolina(8/23/2024)
RR
North Dakota(12/4/2023)
RR
Ohio(5/11/2016)
RR
Oregon(12/5/2023)
RR
Pennsylvania(1/17/2025)
RR
Tennessee(12/3/2008)
RR
Texas(3/27/1997)
IAR
Texas(6/29/2023)
RR
Utah(3/9/2010)
RR
Washington(12/12/2023)
RR
Wisconsin(9/20/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
