Paul Branca
Professional summary
Paul Branca, who also goes by Paul Dominic Branca, Paul J Branca, Paul Joseph Branca, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Old Bridge, New Jersey and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Paul has worked at 12 firms and has passed the Series 66, Series 63, Series 65, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paul Branca's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 11, 2024 - Present
EMPOWER ADVISORY GROUP, LLC
December 11, 2023 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111July 13, 2012 - September 10, 2021
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
July 1, 2010 - April 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 4, 2010 - April 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 28, 2009 - October 28, 2009
PNC WEALTH MANAGEMENT LLC
January 25, 2007 - May 19, 2009
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
June 21, 2000 - August 22, 2005
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
April 24, 2000 - May 2, 2000
EQUITABLE ADVISORS, LLC
June 23, 1998 - September 16, 1998
UBS FINANCIAL SERVICES INC.
July 11, 1997 - September 12, 1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 11, 1997 - September 12, 1997
EQUITABLE ADVISORS, LLC
April 20, 1994 - July 13, 1995
CITICORP INVESTMENT SERVICES
August 16, 1989 - November 15, 1989
UBS FINANCIAL SERVICES INC.
March 21, 1989 - June 29, 1989
BLINDER, ROBINSON & CO., INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2024)
(4/11/2024)
Exams
Series 7TO
Date: 11/30/2023
General Securities Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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