Felix Smolensky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Felix Smolensky was a registered financial professional .
Felix is a previously registered financial professional and started their career in finance in 1987. Felix had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 53, Series 10, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2004 - November 16, 2016
LAIDLAW & COMPANY (UK) LTD.
November 27, 2001 - November 3, 2004
SANDS BROTHERS & CO., LTD.
August 31, 2001 - November 26, 2001
BLUESTONE CAPITAL CORP.
June 19, 1997 - August 31, 2001
SSI SECURITIES CORP.
May 21, 1987 - June 16, 1998
LITWIN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/12/2000
Limited Representative-Equity Trader ExamCurrent Firm
LAIDLAW & COMPANY (UK) LTD.
CRD#: 119037 / SEC#: , 8-53731
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 4 |
Red Flags
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