Robert J. Gold
Professional summary
Robert James Gold is a registered financial professional currently at NATALLIANCE SECURITIES, LLC located in Austin, Texas.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1987. Robert has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert James Gold's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 9, 2009 - Present
NATALLIANCE SECURITIES, LLC
Office #1: 3101 Bee Cave Rd Suite 270, Austin, TX 78746January 3, 2006 - February 6, 2009
TEJAS SECURITIES GROUP, INC.
September 5, 1996 - August 30, 2005
AMHERST SECURITIES GROUP, L.P.
November 16, 1995 - September 26, 1996
CANTOR FITZGERALD SECURITIES
April 30, 1991 - October 6, 1995
INTESA SANPAOLO IMI SECURITIES CORP.
January 22, 1990 - April 30, 1991
MABON, NUGENT & CO.
March 9, 1989 - July 12, 1990
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
March 7, 1989 - March 31, 1989
PLANSMITH SECURITIES,INC.
October 19, 1988 - August 15, 1990
WORLD FINANCIAL SERVICES, INC.
July 25, 1987 - June 14, 1988
GARBAN CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/9/2009)
(12/9/2014)
(2/9/2009)
(12/9/2014)
(2/9/2009)
(12/9/2014)
(12/9/2014)
(8/19/2024)
(2/9/2009)
(3/26/2025)
(2/9/2009)
Exams
FINRA
Current Firm
NATALLIANCE SECURITIES, LLC
CRD#: 39455 / SEC#: , 8-48723
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATALLIANCE HOLDING COMPANY LLC | OWNER | |
| ADAMS, JASON | BOARD MEMBER | 2690575 |
| BRENNER, ANDREW SCOTT | BOARD MEMBER | 1227535 |
| BUSH, FRED COSTON | CFO/COO | 3075024 |
| CARREON, MICHELLE ELLIS | CCO | 4861485 |
| GIORDANO, MICHAEL JAMES | BOARD MEMBER | 5942248 |
| HENDRICKSON, GEORGE ALEXANDER BROWN | BOARD MEMBER | 2382347 |
| LIEPMAN, JOHN FRANCIS | BOARD MEMBER | 2037298 |
| LOERCH, SAMUEL JAMES | BOARD MEMBER | 1195328 |
| SALTER, MARK MYLES | BOARD MEMBER/CEO/PRESIDENT | 1180139 |
| TAYLOR, BRADFORD STEPHEN | BOARD MEMBER | 5751455 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
