David P. Rankin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Paul Rankin JR, who also goes by David Paul Rankin, was a registered financial advisor .
David is a previously registered financial advisor and started their career in finance in 1987. David had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2005 - May 1, 2013
LEXINGTON INVESTMENT COMPANY, INC.
March 22, 2004 - July 20, 2005
MORGAN KEEGAN & COMPANY, LLC
June 4, 2003 - July 20, 2005
MORGAN KEEGAN & COMPANY, LLC
August 3, 1987 - May 28, 2003
J.J.B. HILLIARD, W.L. LYONS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEXINGTON INVESTMENT COMPANY, INC.
CRD#: 27393 / SEC#: , 8-43085
Contact information
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
