Andrew P. Erskine
Professional summary
Andrew Peter Erskine, who also goes by Andrew Peter Erskine, is a registered financial professional currently at COMMERZ MARKETS LLC located in New York, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1990. Andrew has worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Peter Erskine's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 27, 2023 - Present
COMMERZ MARKETS LLC
Office #1: 225 Liberty Street, New York, NY 10281June 6, 2001 - July 7, 2023
CREDIT SUISSE SECURITIES (USA) LLC
September 14, 1998 - December 17, 1999
MIZUHO SECURITIES USA LLC
October 16, 1996 - July 10, 1998
SANWA SECURITIES (USA) CO., L.P.
September 22, 1995 - October 10, 1996
SBC WARBURG DILLON READ INC.
April 11, 1994 - August 14, 1995
SANWA UNIVERSAL SECURITIES CO., LLC
April 11, 1994 - August 14, 1995
SANWA SECURITIES (USA) CO., L.P.
January 31, 1991 - April 13, 1994
BARCLAYS CAPITAL INC.
January 23, 1990 - February 1, 1991
YAMAICHI INTERNATIONAL (AMERICA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/27/2023)
Exams
FINRA
Current Firm
COMMERZ MARKETS LLC
CRD#: 41957 / SEC#: , 8-49647
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMMERZBANK AG | SHAREHOLDER | |
| BARBELLA, JOSEPH | CHIEF COMPLIANCE OFFICER | 5058379 |
| DEFREN, JOHN CHARLES | CHIEF LEGAL OFFICER | 5917742 |
| GEREMIA, JOHN MICHAEL | PRESIDENT/MEMBER BOARD OF MANAGERS | 1794769 |
| HOLSTEN, ANDREAS FRITZ BRUNO | MEMBER BOARD OF MANAGERS | |
| HUBLEY, YOKO | CFO/FINOP | 4297053 |
| LI, SU-CHANG | PRINCIPAL OPERATIONS OFFICER/FINOP | 4990155 |
| LLOYD, KEITH ROSWELL | MEMBER BOARD OF MANAGERS | 2836268 |
| ROYAN, LEE-ANN | CHIEF OPERATING OFFICER | 4860551 |
| SOENNECKEN SCHMIDT, SILKE | MEMBER BOARD OF MANAGERS | |
| TONER, JOSEPH GREGORY | TREASURER | 4910635 |
Disclosures
| Regulatory Event | 9 |
Red Flags
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