Mary T. Naumann
THRIVENT INVESTMENT MANAGEMENT
Weatherford, TX 76086
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CRD#: 1671332
Professional summary
Mary Taylor Naumann, CFP®, who also goes by Mary Taylor Peart, Mary F Taylor, Mary Frances Taylor, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Weatherford, Texas.
Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Mary has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mary Taylor Peart | Mary F Taylor | Mary Frances Taylor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TAYLOR BRAD PROPERTIES POSITION: Co-Owner NATURE: Taylor Brad Properties is a commercial real estate business which was started for the purpose of purchasing commercial real estate to lease out. We generally buy and hold the properties and don't do quick flips or speculate. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2004 ADDRESS: 126 Top Flight Drive, Weatherford TX 76087 DESCRIPTION: Identify, select and manage tenants. Collect rent, manage payable and receivables. Coordinate maintenance and repairs with contractors. THE PERRY'S FOUNDATION, INC. POSITION: Board Member NATURE: The Perry's Foundation is a private family foundation approved by the IRS as a 501(c)3 tax-exempt organization. The founders have a heart for the people of Olney and Young County, and they believe in sharing wealth and resources that lead to sustainability for the community. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/08/2020 ADDRESS: 213 E. Main Street, Olney TX 77539, United States DESCRIPTION: My responsibility will be to be present for all board meetings. I would be the first non-family member on the board. The Perry's Foundation would like for me to offer a non-biased opinion on grant distribution.
CRS (Client Relationship Summary) - RIA
Click below to view Mary Taylor Naumann's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mary Taylor Naumann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
Experience
Current
August 3, 2016 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 318 Palo Pinto St, Weatherford, TX 76086RIA
BD
CRD#: 18387
Weatherford, TX
Current
August 3, 2016 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 318 Palo Pinto St, Weatherford, TX 76086RIA
BD
CRD#: 18387
Weatherford, TX
Past
April 4, 1997 - September 18, 1997
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
March 14, 1995 - December 31, 1996
MOMENTUM INDEPENDENT NETWORK INC.
BD
CRD#: 17587
DALLAS, TX
Past
April 3, 1989 - April 20, 1993
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
September 6, 1988 - April 15, 1989
ROTAN MOSLE INC.
BD
CRD#: 727
Past
August 3, 1988 - September 14, 1988
R.C. WILLIAMS CAPITAL & SECURITIES CORP.
BD
CRD#: 19210
Past
October 21, 1987 - July 12, 1988
BRYAN, WORLEY & CO., INC.
BD
CRD#: 12992
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(5/11/2020)
RR
New Jersey(11/19/2024)
RR
New Mexico(7/18/2025)
RR
North Carolina(5/24/2017)
RR
Texas(8/3/2016)
IAR
Texas(8/3/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Weatherford, TX 76086TRUST BUT VERIFY
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