Phillip L. Hettich

CETERA INVESTMENT ADVISERS LLC

Abilene, TX 79606

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CRD#: 1671258

Professional summary

Phillip Leo Hettich Jr, CFP®, who also goes by Phil Hettich, Phillip Leo Hettich, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Abilene, Texas and CETERA WEALTH SERVICES, LLC located in Abilene, Texas.

Phillip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Phillip has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Insurance Planning

Retirement Planning

Investment Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Phil Hettich | Phillip Leo Hettich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: PHILLIP L HETTICH, JR. CFP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 11/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING, ESTATE AND LEGACY PLANNING, INSURANCE AND INVESTMENT ADVISING; 2) NAME OF OTHER BUSINESS: PLH LEGACY WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 25, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Leo Hettich Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Current

October 23, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 4601 Antilley Road Building F, Suite 613, Abilene, TX 79606

RIA

CRD#: 105644

Abilene, TX

Current

October 22, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 4601 Antilley Road Building F, Suite 613, Abilene, TX 79606

CRD#: 13572

Abilene, TX

Past

March 2, 2020 - September 19, 2025

EDWARD JONES

RIA

CRD#: 250

ABILENE, TX

Past

February 28, 2020 - September 19, 2025

EDWARD JONES

CRD#: 250

ABILENE, TX

Past

August 1, 2016 - March 4, 2020

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

ABILENE, TX

Past

August 1, 2016 - March 4, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ABILENE, TX

Past

January 21, 2014 - July 29, 2016

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

ABILENE, TX

Past

February 10, 2000 - January 21, 2014

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

ABILENE, TX

Past

February 10, 2000 - July 29, 2016

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ABILENE, TX

Past

July 14, 1998 - February 10, 2000

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

July 8, 1987 - July 15, 1998

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Missouri
(10/23/2025)

New Mexico
(10/24/2025)

Texas
(10/23/2025)

IAR

Texas
(10/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/11/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/6/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/19/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/6/1987

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Phillip L. Hettich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Leo Hettich Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

EDWARD JONES

EDWARD JONES

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/11/2016

Series 63

Date: 7/6/1987

SIE

Date: 10/1/2018

Series 7

Date: 11/19/1988

Series 6

Date: 7/6/1987

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Contact information

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