SW
Stuart T. Winfree
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
JACKSONVILLE, FL 32224
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CRD#: 1671244
SW
Professional summary
Stuart Tracy Winfree, CFP®, who also goes by Stuart T Winfree, Tracy Winfree, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Jacksonville, Florida and NEWEDGE ADVISORS located in Jacksonville, Florida.
Stuart is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Stuart has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stuart T Winfree | Tracy Winfree
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) OPEN COLLAR INVESTMENTS LLC, 4776 HODGES BLVD STE 203 JACKSONVILLE FL, 10/2007, 1/3 OWNER, REAL ESTATE FROM WHICH MYSELF AND MY PARTNERS RUN OUR FINANCIAL ADVISORY BUSINESS, INV REL, 2HR/MO 1HR/MO TRADING 2) STUART TRACY WINFREE CFP, 4776 HODGES BLVD STE 203 JACKSONVILLE FL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 03/2009, INV REL, 2 HR/WK 2 HR TRADING 3) GLEN KERNAN PROFESSIONAL PARK CONDOMINIUM ASSOCIATION BLDG C, 11555 CENTRAL PKWY STE 801 JACKSONVILLE FL, 06/2010, BOARD MEMBER DIRECTOR, NIR, DEVOTES 2 HR/MO 2 HR/TRADING 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 11/15/10 5) GLEN KERNAN PROFESSIONAL PARK MASTER ASSOCIATION, 11555 CENTRAL PKWY STE 801 JACKSONVILLE FL, 12/2014, BOARD MEMBER DIRECTOR, NIR, 2 HR/MO 2 HR/TRADING 6) PRISONERS OF CHRIST, 6940 Atlantic Blvd., Jacksonville FL 32211, United States, 01/01/2022, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee , NIR, 2 HR/MO 1 HR/MO TRADING 7) SECRET WOODS BOARD, 3146 Misty Creek Lane, Jacksonville FL 32216, 11/2022, Board Member, Home Owners Association, NIR, 1 HR/ MO 1 HR/MO TRADING 8) REUSCHLE, FREEDMAN & WINFREE WEALTH ADVISORS/RFW WEALTH ADVISORS, 4776 Hodges Blvd Ste 203, Jacksonville FL, 3/2009, USING A TRADE NAME/DBA, NIR, 1 HR/MO 0 HR TRADING 9) CHURCH OF THE REDEEMER ANGLICAN, 8669 BAYPINE ROAD JACKSONVILLE FL 32256, 10/2023, BOARD MEMBER, RELIGIOUS ORGANIZATION, NIR, 2 HR/MO 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Stuart Tracy Winfree's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 2, 2010 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 4776 Hodges Blvd Ste 203, Jacksonville, FL 32224RIA
CRD#: 134139
JACKSONVILLE, FL
Current
November 10, 2025 - Present
NEWEDGE ADVISORS
Office #1: 4776 Hodges Blvd., Ste 203, Jacksonville, FL 32224RIA
CRD#: 171351
Jacksonville, FL
Current
November 15, 2010 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 4776 Hodges Bouldevard Ste 203, Jacksonville, FL 32224BD
CRD#: 39543
Jacksonville, FL
Current
November 10, 2025 - Present
NEWEDGE SECURITIES, LLC
Office #1: 4776 Hodges Blvd., Ste 203, Jacksonville, FL 32224BD
CRD#: 10674
Jacksonville, FL
Past
March 11, 2009 - November 5, 2010
BREWER INVESTMENT ADVISORS LLC
RIA
CRD#: 134631
CHICAGO, IL
Past
February 13, 2009 - November 5, 2010
BREWER FINANCIAL SERVICES, LLC
BD
CRD#: 132558
JACKSONVILLE, FL
Past
October 17, 2000 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
June 1, 1987 - February 13, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
JACKSONVILLE, FL
Past
May 21, 1987 - February 13, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
JACKSONVILLE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/15/2010)
IAR
Florida(12/2/2010)
RR
Georgia(11/10/2025)
RR
North Carolina(11/15/2010)
RR
Pennsylvania(10/16/2024)
RR
Texas(10/27/2015)
IAR
Texas(10/27/2015)
RR
Virginia(9/17/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Jacksonville, FL 32224TRUST BUT VERIFY
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