Kelly C. Kavanagh

FIDELITY DISTRIBUTORS COMPANY LLC

Boston, MA 02210

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CRD#: 1670293

Professional summary

Kelly Crowley Kavanagh, who also goes by Kelly Jean Crowley, Kelly Kavanagh, is a registered financial professional currently at FIDELITY DISTRIBUTORS COMPANY LLC located in Boston, Massachusetts.

Kelly is registered as a RR (Registered Representative) and started their career in finance in 1990. Kelly has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kelly Jean Crowley | Kelly Kavanagh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kelly Crowley Kavanagh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 27, 2025 - Present

FIDELITY DISTRIBUTORS COMPANY LLC

Office #1: 245 Summer Street, Boston, MA 02210

CRD#: 17507

Boston, MA

Past

March 24, 2021 - February 14, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

January 30, 2019 - February 14, 2025

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BOSTON, MA

Past

August 7, 2017 - November 1, 2017

TD PRIVATE CLIENT WEALTH LLC

RIA

CRD#: 164484

PORTLAND, ME

Past

July 26, 2017 - November 1, 2017

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484

PORTLAND, ME

Past

October 19, 2012 - May 27, 2016

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

LONG ISLAND CITY, NY

Past

June 15, 2010 - March 16, 2012

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

March 3, 2008 - May 17, 2010

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

December 13, 2004 - May 19, 2010

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

BOSTON, MA

Past

December 8, 2004 - July 31, 2007

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

January 28, 2004 - April 13, 2004

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

NORTH READING, MA

Past

January 15, 2004 - April 13, 2004

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

November 14, 1996 - December 19, 2003

VERAVEST INVESTMENT ADVISORS, INC.

RIA

CRD#: 105796

WALTHAM, MA

Past

July 3, 1996 - December 19, 2003

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Past

March 2, 1990 - July 30, 1991

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/25/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/18/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/1/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/2/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/1/1990

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 4/29/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/13/1996

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY DISTRIBUTORS COMPANY LLC | INSTITUTIONAL COMPANY, INC. | FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. | FIDELITY INSTITUTIONAL RETIREMENT SERVICES COMPANY

CRD#: 17507 / SEC#: , 8-35097

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

900 Salem Street, Smithfield, RI 02917

Mailing Address

Two Destiny Way Mail Zone Wg3d, Westlake, TX 76262

Phone number

(800) 237-8132

Established

Delaware since 01/01/2020

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.	STOCKHOLDER
ACKERMAN, CHARLES ALLAN	DIRECTOR	2168517
ADAMS, ROBERT	COO	1291582
GUSTAFSON, DALTON	PRESIDENT/DIRECTOR	2439305
HAGGERTY, MARK A	EXECUTIVE VICE PRESIDENT/DIRECTOR	4347837
KAVANAUGH, NATALIE ANN	CHIEF LEGAL OFFICER
MCGINTY, JOHN JR.	CHIEF COMPLIANCE OFFICER	5560420
RHODES, NOAH BUTLER	CHIEF FINANCIAL OFFICER	6546392

Disclosures

Regulatory Event	3
Arbitration	17

Red Flags

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Advisor Monitoring

Firm Stability Insights

Kelly C. Kavanagh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kelly Crowley Kavanagh's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

TD PRIVATE CLIENT WEALTH LLC

TD PRIVATE CLIENT WEALTH LLC

CITIGROUP GLOBAL MARKETS INC.

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

FIDELITY BROKERAGE SERVICES LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

VERAVEST INVESTMENT ADVISORS, INC.

VERAVEST INVESTMENTS, INC.

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 65

Date: 9/25/1996

Series 63

Date: 7/18/1995

SIE

Date: 11/1/2017

Series 7

Date: 7/2/1996

Series 6

Date: 3/1/1990

Series 51

Date: 4/29/2003

Series 24

Date: 8/13/1996

FINRA

Current Firm

FIDELITY DISTRIBUTORS COMPANY LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FIDELITY DISTRIBUTORS COMPANY LLC

TRUST BUT VERIFY

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