David L. Abrams
Professional summary
David Lee Abrams is a registered financial professional currently at BREAN CAPITAL, LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1987. David has worked at 9 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Lee Abrams's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2015 - Present
BREAN CAPITAL, LLC
Office #1: 505 Fifth Avenue 5th Floor, New York, NY 10017November 2, 2010 - April 7, 2014
CRT CAPITAL GROUP LLC
March 10, 2009 - October 19, 2010
SANDLER, O'NEILL & PARTNERS, L.P.
October 1, 2008 - March 6, 2009
J.P. MORGAN SECURITIES LLC
March 13, 2001 - May 1, 2001
JPMSI
March 12, 2001 - October 1, 2008
J.P. MORGAN SECURITIES INC.
June 20, 1996 - May 19, 1999
PERSHING LLC
October 19, 1988 - June 25, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 25, 1987 - June 25, 1996
MERRILL LYNCH GOVERNMENT SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/21/2025)
(8/16/2018)
(6/27/2024)
(4/1/2015)
(4/1/2015)
(4/6/2015)
(12/22/2023)
(8/6/2015)
(7/13/2020)
(10/21/2020)
(4/1/2015)
(4/1/2015)
(4/1/2015)
(9/20/2016)
(9/20/2016)
(4/19/2017)
(4/1/2015)
(8/6/2015)
(8/6/2015)
(4/1/2015)
(8/31/2017)
Exams
FINRA
Nasdaq Stock Market
Current Firm
BREAN CAPITAL, LLC
CRD#: 23723 / SEC#: , 8-40742
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMUR HOLDINGS, LLC | HOLDING COMPANY | |
| HUNT FS HOLDINGS III, LLC | HOLDING COMPANY | |
| ALLURED LLC | HOLDING COMPANY | |
| LIZINATOR LLC | HOLDING COMPANY | |
| BREAN CAPITAL HOLDINGS, LLC | HOLDING COMPANY | |
| CORWEN, STEPHEN MILLER | HEAD OF MBS/ABS SALES | 2943061 |
| FINE, ROBERT MICHAEL | CHIEF EXECUTIVE OFFICER | 1450313 |
| GUZMAN, JEFFREY M | CHIEF COMPLIANCE OFFICER | 3095123 |
| LAMARSH, JONATHAN ANDREW | PRINCIPAL OPERATIONS OFFICER | 5436335 |
| MACKLIN, JOHN TIMOTHY | PRINCIPAL OPERATIONS OFFICER | 1446800 |
| SARABELLA, ARNOLD | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 1717059 |
| TIRSCHWELL, ROBERT MOYSE | EXECUTIVE MANAGING DIRECTOR | 2230453 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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