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SH

Stephen L. Hamilton

SILVER LEAF PARTNERS
New York, NY 10019
Some features on this profile are disabled
CRD#: 1669865
SH

Professional summary

Stephen Lee Hamilton, who also goes by Stephen Hamilton, Steve Hamilton, is a registered financial professional currently at SILVER LEAF PARTNERS, LLC located in New York, New York.

Stephen is registered as a RR (Registered Representative) and started their career in finance in 1991. Stephen has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 6, Series 2, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Stephen Hamilton | Steve Hamilton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen Lee Hamilton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 25, 2020 - Present

SILVER LEAF PARTNERS, LLC

Office #1: 3 Columbus Circle Floor 15, New York, NY 10019
BD
CRD#: 126694
New York, NY
Past

January 20, 1997 - April 26, 2021

EQUITYBEE SECURITIES, LLC

BD
CRD#: 41896
CENTENNIAL, CO
Past

January 20, 1996 - October 29, 1997

PAX CLEARING COMPANY LIMITED PARTNERSHIP

BD
CRD#: 30688
CHICAGO, IL
Past

April 5, 1994 - November 27, 1995

ANGLO-AMERICAN INVESTOR SERVICES CORP.

BD
CRD#: 14278
CHARLOTTESVILLE, VA
Past

January 10, 1992 - February 19, 1993

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
MILWAUKEE, WI
Past

January 10, 1992 - March 1, 1993

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
MILWAUKEE, WI
Past

January 16, 1991 - December 23, 1991

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 5181
BOSTON, MA
Past

January 16, 1991 - December 23, 1991

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(11/25/2020)
RR
New York
(11/25/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 1/22/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 5/7/2004
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 4/15/1994
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/14/1991
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 2
Date: 4/24/1987
Non-Member General Securities Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/29/1994
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SL
SILVER LEAF PARTNERS, LLC
SILVER LEAF PARTNERS, LLC

CRD#: 126694 / SEC#: , 8-65902

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
3 Columbus Circle Floor 15, New York, NY 10019
Mailing Address
3 Columbus Circle Floor 15, New York, NY 10019
Phone number
(212) 632-8421
Established
New York since 01/15/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
KHAN, M. FYZULCEO/CCO/MANAGING MEMBER3103833
LESHER, JAMES ELAMPOO1044046
TAO, BING QINFINOP/PFO6253793

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SILVER LEAF PARTNERS, LLC

CRD#: 126694New York, NY 10019

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