Stephen Lee Hamilton
Professional Summary
Stephen Lee Hamilton, who also goes by Stephen Hamilton, Steve Hamilton, is a registered financial advisor currently at SILVER LEAF PARTNERS, LLC located in New York, New York. Stephen is registered as a RR (Registered Representative) and started their career in finance in 1991. Stephen has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 6, Series 2, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Stephen Hamilton, Steve Hamilton
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
SILVER LEAF PARTNERS, LLC
Contact Information
Main Address
3 Columbus Circle Floor 15, New York, NY 10019Mailing Address
3 Columbus Circle Floor 15, New York, NY 10019Phone Number
(212) 632-8421Established
New York since 01/15/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (50 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/25/2020)
(11/25/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1991About the Series 6 examSeries 2 — Non-Member General Securities Examination
Passed Apr 1987SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Stephen Lee Hamilton's CRS (Customer Relationship Summary).
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