Kevin F. Hansley

VANTAGE FINANCIAL GROUP

STAMFORD, CT 06902

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CRD#: 1669209

Professional summary

Kevin Frederick Hansley, CFP®, who also goes by Kevin Fredrick Hansley, is a registered financial advisor currently at VANTAGE FINANCIAL GROUP, INC. located in Stamford, Connecticut and CETERA WEALTH SERVICES, LLC located in Stamford, Connecticut.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Kevin has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin Fredrick Hansley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 10/2011, 13HRS/WK (10 TRADING HOURS), INSURANCE AGENT - SELLS LIFE, ACCIDENT, HEALTH, DISABILITY, AND LONG-TERM CARE; (2) AMERICAN FINANCIAL GROUP, INVESTMENT RELATED, 1205 WESTLAKES DRIVE BERWYN, PA 19312, DBA NAME FOR FIXED INSURANCE, START 10/2011, 13HRS/WK (10 TRADING HOURS), INSURANCE AGENT; (3) NAME OF OTHER BUSINESS: VANTAGE FINANCIAL GROUP, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 05/2014 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ASSET MANAGEMENT (4) NAME OF OTHER BUSINESS: VILLA DEL LAGO; INVESTMENT RELATED: NO; ADDRESS: 1617 N FLAGLER DRIVE APT 11B WEST PALM BEACH FL 33407; NATURE OF BUSINESS: CONDO ASSOCIATION; START DATE: 1/2021; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: SERVE ON BOARD, RUN MEETINGS; (5) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: 1617 N. FLAGLER DRIVE, WEST PALM BEACH, FL 33407 ; NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 02/2021 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: RENTING AN APARTMENT ;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Frederick Hansley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

June 11, 2014 - Present

VANTAGE FINANCIAL GROUP, INC.

Office #1: 1266 E Main St. Suite 700r, Stamford, CT 06902

RIA

CRD#: 105950

STAMFORD, CT

Current

September 3, 2013 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 1266 E Main St Ste 700r, Stamford, CT 06902

CRD#: 13572

Stamford, CT

Past

October 12, 2011 - November 6, 2014

IFG RUSSELL ADVISORS INC

RIA

CRD#: 108677

BERWYN, PA

Past

October 12, 2011 - November 6, 2014

AMERICAN FINANCIAL MANAGEMENT GROUP, LTD.

RIA

CRD#: 119449

BERWYN, PA

Past

September 30, 2011 - September 3, 2013

WALNUT STREET SECURITIES, INC.

CRD#: 15840

STAMFORD, CT

Past

September 8, 2004 - October 10, 2011

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WESTPORT, CT

Past

September 8, 2004 - October 10, 2011

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WESTPORT, CT

Past

September 8, 2003 - September 9, 2004

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

WESTPORT, CT

Past

February 17, 1998 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

April 23, 1996 - September 9, 2004

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

February 6, 1990 - November 27, 1995

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

February 6, 1990 - November 27, 1995

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

August 11, 1989 - January 23, 1990

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

May 21, 1987 - August 23, 1989

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VANTAGE FINANCIAL GROUP, INC.

CRD#: 105950 / SEC#: 801-33485

RIA

Registered Investment Advisory firm - (12/16/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/23/2024)

California
(6/29/2016)

Connecticut
(9/3/2013)

IAR

Connecticut
(6/11/2014)

Delaware
(2/23/2024)

Florida
(9/3/2013)

Illinois
(9/3/2013)

Massachusetts
(6/24/2014)

New Jersey
(9/3/2013)

New York
(9/3/2013)

Pennsylvania
(9/3/2013)

Texas
(10/15/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/8/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/27/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/22/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/16/1987

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VANTAGE FINANCIAL GROUP, INC.

CRD#: 105950 / SEC#: 801-33485

RIA

Registered Investment Advisory firm - (12/16/1988 Approved)

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Contact information

Main Address

6200 Rockside Road, Cleveland, OH 44131

Mailing Address

Phone number

(216) 642-7878

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VANTAGE FINANCIAL GROUP, INC. ADV BROCHURE (12/5/2025)

Regulatory assets under management

Total Number of Accounts	2,546
AUM (Assets Under Management)	$ 793,502,265

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin F. Hansley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Frederick Hansley's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

IFG RUSSELL ADVISORS INC

AMERICAN FINANCIAL MANAGEMENT GROUP, LTD.

WALNUT STREET SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

A. G. EDWARDS & SONS, INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

VANTAGE FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/8/1999

Series 63

Date: 5/27/1987

SIE

Date: 10/1/2018

Series 3

Date: 6/22/1987

Series 7

Date: 5/16/1987

FINRA

Current Firm

VANTAGE FINANCIAL GROUP, INC.

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VANTAGE FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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