Ramon E. Mas Canosa
Professional summary
Ramon Emilio Mas Canosa, who also goes by Ramon Emilio Mas, Ramon Emilio Mascanosa, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Altoona, Florida.
Ramon is registered as a RR (Registered Representative) and started their career in finance in 1987. Ramon has worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ramon Emilio Mas Canosa's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2022 - Present
THE LEADERS GROUP, INC.
July 17, 2020 - February 7, 2022
SECURITIES AMERICA ADVISORS, INC.
July 17, 2020 - February 7, 2022
SECURITIES AMERICA, INC.
February 22, 1996 - July 17, 2020
INVESTACORP ADVISORY SERVICES INC
June 12, 1995 - July 17, 2020
INVESTACORP, INC.
October 11, 1994 - January 17, 1995
GUARDIAN INVESTOR SERVICES LLC
June 17, 1994 - September 30, 1994
POLARIS FINANCIAL SERVICES, INC.
August 24, 1987 - July 8, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 24, 1987 - July 8, 1992
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/10/2022)
(3/10/2022)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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