Rosemary J. Kirkland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rosemary Jean Kirkland was a registered financial professional .
Rosemary is a previously registered financial professional and started their career in finance in 1992. Rosemary had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 1995 - April 15, 1999
FIRST SECURITIES COMPANY OF KANSAS, INCORPORATED
April 26, 1993 - February 1, 2019
RIEDL FIRST SECURITIES COMPANY OF KANSAS
November 25, 1992 - May 24, 1993
DICKINSON & CO.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST SECURITIES COMPANY OF KANSAS, INCORPORATED
CRD#: 313 / SEC#: , 8-513
Contact information
Documents
Red Flags
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