Jeffrey D. Pawliger
Professional summary
Jeffrey David Pawliger, who also goes by Jp Pawliger, Jp Pawling, Jp Pawlinger, Jeffery David Rawliger, is a registered financial professional currently at THORNBURG SECURITIES LLC located in Santa Fe, New Mexico.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1987. Jeffrey has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey David Pawliger's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 24, 2026 - Present
THORNBURG SECURITIES LLC
Office #1: 2300 North Ridgetop Road, Santa Fe, NM 87506June 10, 2013 - May 27, 2026
JANUS HENDERSON DISTRIBUTORS US LLC
July 15, 2008 - May 29, 2013
EQUITABLE DISTRIBUTORS, LLC
July 31, 1993 - July 28, 2008
CITIGROUP GLOBAL MARKETS INC.
July 31, 1993 - July 28, 2008
CITIGROUP GLOBAL MARKETS INC.
March 23, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
June 5, 1990 - February 27, 1992
MANULIFE WOOD LOGAN, INC.
April 26, 1988 - February 15, 1990
ROYAL HUTTON SECURITIES CORP.
May 6, 1987 - February 23, 1988
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/24/2026)
Exams
FINRA
Current Firm
THORNBURG SECURITIES LLC
CRD#: 14857 / SEC#: , 8-31249
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THORNBURG INVESTMENT MANAGEMENT INC | SOLE MEMBER | 106357 |
| BHATT, NIMISH SANJAY | TREASURER, PRINCIPAL FINANCIAL OFFICER | 2789977 |
| BROWNELL, JESSE RYAN | GLOBAL HEAD OF DISTRIBUTION | 5511918 |
| CALLOW, AMY | SECRETARY | |
| HOLLOWAY, CURTIS EDWARD | PRINCIPAL OPERATIONS OFFICER | 5130594 |
| OLEXSAK, RONALD | CHIEF COMPLIANCE OFFICER | 2858575 |
Red Flags
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Company Information
THORNBURG SECURITIES LLC
CRD#: 14857Santa Fe, NM 87506TRUST BUT VERIFY
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