Nordo M. Nissi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nordo Mauro Nissi, who also goes by Nordo M Nissi III, was a registered financial professional .
Nordo is a previously registered financial professional and started their career in finance in 1987. Nordo had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 53, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2018 - September 10, 2024
PLEASANT STREET WEALTH ADVISORS, LLC
May 16, 2018 - October 19, 2018
M. S. HOWELLS & CO.
September 21, 2010 - May 8, 2018
MORGAN STANLEY
June 1, 2009 - May 8, 2018
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
June 2, 2004 - April 2, 2007
MORGAN STANLEY DW INC.
July 1, 2003 - June 2, 2004
WELLS FARGO CLEARING SERVICES, LLC
May 7, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
March 1, 1999 - May 25, 2001
IDS LIFE INSURANCE COMPANY
March 1, 1999 - May 25, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
July 16, 1996 - October 16, 1998
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
August 2, 1995 - March 21, 1996
R.W.PRESSPRICH & CO.
July 25, 1987 - June 2, 1988
HSBC SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/24/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PLEASANT STREET WEALTH ADVISORS, LLC
CRD#: 291962 / SEC#: 801-128550
Contact information
Regulatory assets under management
| Total Number of Accounts | 196 |
| AUM (Assets Under Management) | $ 113,361,662 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
