John D. Agoglia

ADVANCED PORTFOLIO SERVICES LLC

Saint James, NY 11780

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CRD#: 1666337

Professional summary

John Daniel Agoglia is a registered financial advisor currently at ADVANCED PORTFOLIO SERVICES LLC located in Saint James, New York.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. John has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JDA TRADING LLC 3 SWEET HOLLOW CT,SAINT JAMES, NY 11780, personal investment-related vehicle holding securities, non-marketable financial products, and passive business interests. Sole Owner established 12/20/2011. 40 hours per month 1-2 hours during trading sessions. research, trading and analyzing investment opportunities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Daniel Agoglia's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2022 - Present

ADVANCED PORTFOLIO SERVICES LLC

Office #1: 3 Sweet Hollow Court, Saint James, NY 11780

RIA

CRD#: 314046

Saint James, NY

Past

November 11, 2013 - July 18, 2017

MAREX CAPITAL MARKETS INC.

CRD#: 161014

NEW YORK, NY

Past

January 12, 2006 - December 5, 2011

MF GLOBAL INC.

CRD#: 6731

NEW YORK, NY

Past

April 1, 1998 - December 31, 2005

REFCO SECURITIES, LLC

CRD#: 14094

NEW YORK, NY

Past

March 20, 1990 - April 6, 1998

EASTBRIDGE CAPITAL INC.

CRD#: 23858

NEW YORK, NY

Past

July 25, 1987 - June 21, 1989

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK CITY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/31/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/28/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/4/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/18/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/1990

General Securities Representative Examination

Current Firm

ADVANCED PORTFOLIO SERVICES LLC

CRD#: 314046 / SEC#:

New York

Registered Investment Advisory firm - (8/31/2022 Approved)

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Contact information

Main Address

3 Sweet Hollow Court, Saint James, NY 11780

Mailing Address

Phone number

(631) 848-7984

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 2,383,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John D. Agoglia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Daniel Agoglia's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVANCED PORTFOLIO SERVICES LLC

MAREX CAPITAL MARKETS INC.

MF GLOBAL INC.

REFCO SECURITIES, LLC

EASTBRIDGE CAPITAL INC.

HSBC SECURITIES (USA) INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/28/2017

Series 63

Date: 12/4/1995

SIE

Date: 7/18/2017

Series 7

Date: 3/17/1990

Current Firm

ADVANCED PORTFOLIO SERVICES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADVANCED PORTFOLIO SERVICES LLC

TRUST BUT VERIFY

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