Ronald A. Purpora

HARTFIELD, TITUS & DONNELLY

Jersey City, NJ 07310

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CRD#: 1665726

Professional summary

Ronald Anthony Purpora, who also goes by Ronald Purpora, is a registered financial professional currently at HARTFIELD, TITUS & DONNELLY, LLC located in Jersey City, New Jersey and R.W. SMITH & ASSOCIATES, LLC located in Jersey City, New Jersey.

Ronald is registered as a RR (Registered Representative) and started their career in finance in 1987. Ronald has worked at 7 firms and has passed the Series 72, Series 52TO, SIE, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ronald Purpora

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 21, 2010 - Present

HARTFIELD, TITUS & DONNELLY, LLC

Office #1: 111 Town Square Place Suite 1500, Jersey City, NJ 07310Office #2: 2600 North Military Trail Suite 410, Boca Raton, FL 33431Office #3: 111 Town Square Place, Jersey City, NJ 07310

CRD#: 7117

Jersey City, NJ

Current

February 16, 2018 - Present

R.W. SMITH & ASSOCIATES, LLC

Office #1: 111 Town Square Place Ste 1500, Jersey City, NJ 07310

CRD#: 16605

Jersey City, NJ

Past

April 5, 2004 - January 22, 2010

BROKERTEC AMERICAS LLC

CRD#: 47477

JERSEY CITY, NJ

Past

December 16, 2002 - March 3, 2008

INTERCAPITAL SECURITIES LLC

CRD#: 20004

JERSEY CITY, NJ

Past

June 27, 2002 - April 24, 2013

TP ICAP GLOBAL MARKETS AMERICAS LLC

CRD#: 2762

JERSEY CITY, NJ

Past

April 30, 2002 - January 22, 2010

FIRST BROKERS SECURITIES LLC

CRD#: 27369

JERSEY CITY, NJ

Past

February 15, 2002 - April 24, 2013

ICAP SECURITIES USA LLC

CRD#: 19739

JERSEY CITY, NJ

Past

July 25, 1987 - January 25, 2002

ICAP SECURITIES USA LLC

CRD#: 19739

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 72

Date: 1/2/2023

Government Securities Representative Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 3/29/1999

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 6/29/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

R.W. SMITH & ASSOCIATES, LLC

R.W. SMITH & ASSOCIATES, INC. | R.W. SMITH & ASSOCIATES, LLC

CRD#: 16605 / SEC#: , 8-34240

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

111 Town Square Place Ste 1500, Jersey City, NJ 07310

Mailing Address

111 Town Square Place Ste 1500, Jersey City, NJ 07310

Phone number

(201) 716-5150

Established

New Jersey since 05/12/2014

Firm type

Limited Liability Company

Fiscal year end

April

Firm Size

Small

# of Employees

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TOWN SQUARE HOLDING, LLC	MANAGING MEMBER
FERRERI, CHRISTOPHER CHARLES	PRESIDENT	1677406
GEORGE, MICHAEL THEODORE	FINOP	1265239
PURPORA, RONALD ANTHONY	DIRECTOR	1665726
RASMUSSEN, DENIEN LYNN	COO, CCO	1008607
SMITH, EDWARD JOHN	OWNER	4161601

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Advisor Monitoring

Firm Stability Insights

Ronald A. Purpora

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ronald Anthony Purpora's CRS (Customer Relationship Summary).

Certified licenses

Experience

R.W. SMITH & ASSOCIATES, LLC

BROKERTEC AMERICAS LLC

INTERCAPITAL SECURITIES LLC

TP ICAP GLOBAL MARKETS AMERICAS LLC

FIRST BROKERS SECURITIES LLC

ICAP SECURITIES USA LLC

ICAP SECURITIES USA LLC

State Registrations and Notice Filings

Exams

Series 72

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 3/29/1999

Series 24

Date: 6/29/2001

FINRA

Current Firm

R.W. SMITH & ASSOCIATES, LLC

Contact information

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

R.W. SMITH & ASSOCIATES, LLC

TRUST BUT VERIFY

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