Laurence Schmelzinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laurence Schmelzinger, who also goes by L,n Schmelzinger, Larry Schmelzinger, was a registered financial professional .
Laurence is a previously registered financial professional and started their career in finance in 1987. Laurence had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2010 - December 21, 2018
TULLETT PREBON FINANCIAL SERVICES LLC
January 28, 2005 - April 30, 2010
WHITAKER SECURITIES LLC
May 24, 2001 - January 4, 2005
TP ICAP GLOBAL MARKETS AMERICAS LLC
January 16, 2001 - April 11, 2001
TRADITION SECURITIES AND DERIVATIVES LLC
May 8, 1991 - December 12, 2000
ICAP SECURITIES USA LLC
July 25, 1987 - April 26, 1991
CANTOR FITZGERALD SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
TULLETT PREBON FINANCIAL SERVICES LLC
CRD#: 28196 / SEC#: , 8-43487
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 17 |
Red Flags
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