Mary B. Morgan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Beverly Morgan, who also goes by Beverly Morga Crawford, Beverly Morgan Crawford, Beverly Morgan, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1987. Mary had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2003 - October 31, 2014
FIRST HEARTLAND CAPITAL, INC.
July 7, 1995 - December 31, 2002
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
September 9, 1988 - May 12, 1995
VERAVEST INVESTMENTS, INC.
August 12, 1987 - September 14, 1988
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
August 12, 1987 - September 14, 1988
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
