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LF

Lee Fensterstock

Some features on this profile are disabled
CRD#: 1665151
LF

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lee Fensterstock was a registered financial professional .

Lee is a previously registered financial professional and started their career in finance in 1987. Lee had worked at 9 firms and has passed the Series 63, Series 7, Series 24 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 15, 2012 - January 18, 2013

MARCO POLO SECURITIES INC.

BD
CRD#: 46561
NEW YORK, NY
Past

February 1, 2012 - April 12, 2012

FREEMAN & CO. SECURITIES LLC

BD
CRD#: 118939
NEW YORK, NY
Past

September 21, 2007 - March 19, 2010

GLEACHER & COMPANY SECURITIES, INC.

BD
CRD#: 298
NEW YORK, NY
Past

November 1, 2004 - March 20, 2007

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

June 18, 2001 - November 1, 2004

BONDS DIRECT SECURITIES LLC

BD
CRD#: 112297
NEW YORK, NY
Past

April 18, 2000 - September 13, 2000

BONDINVEST LLC

BD
CRD#: 103801
NEW YORK, NY
Past

February 27, 1996 - September 6, 2000

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
NEW YORK, NY
Past

November 11, 1987 - October 17, 1995

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

July 25, 1987 - November 23, 1987

PAINEWEBBER REAL ESTATE SECURITIES INC.

BD
CRD#: 19736

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/15/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 2/13/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/3/1995
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 10/5/1990
Financial and Operations Principal Examination

Current Firm

MP
MARCO POLO SECURITIES INC.
DEVINE SECURITIES INC. | MARCO POLO SECURITIES INC.

CRD#: 46561 / SEC#: , 8-51480

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1230 Avenue Of Am 16th Floor, New York, NY 10020
Mailing Address
1230 Avenue Am 16th Floor, New York, NY 10020
Phone number
(347) 773-4959
Established
New York since 10/26/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (35 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MARCO POLO EXCHANGE LLCOWNER
CARLSON, STEVEN JACKCHAIRMAN & PRESIDENT, MANAGER OF CORP FIN, AND DIRECTOR2026011
EBERSTADT, OLIVER ROBERTCCO1808170
MACK, ALEXANDER HERBERTFINOP4805607

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARCO POLO SECURITIES INC.

CRD#: 46561

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