Robert W. Mckinnon
Professional summary
Robert William Mckinnon was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial advisor and started their career in finance in 1987. Prior to being barred, Robert had worked at 8 firms, which includes M&T SECURITIES INC., KEY INVESTMENT SERVICES LLC, O'KEEFE SHAW & CO. INC., HSBC SECURITIES (USA) INC., HSBC BROKERAGE (USA) INC., AMERIPRISE FINANCIAL SERVICES LLC, IDS LIFE INSURANCE COMPANY, BLINDER ROBINSON & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2011 - May 15, 2013
M&T SECURITIES, INC.
February 24, 2010 - May 15, 2013
M&T SECURITIES, INC.
March 17, 2009 - December 7, 2009
KEY INVESTMENT SERVICES LLC
February 4, 2008 - February 18, 2009
O'KEEFE SHAW & CO., INC.
June 13, 2006 - February 1, 2008
HSBC SECURITIES (USA) INC.
January 1, 2005 - February 1, 2008
HSBC SECURITIES (USA) INC.
May 17, 2001 - January 1, 2005
HSBC BROKERAGE (USA) INC.
June 3, 1988 - August 19, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
June 3, 1988 - May 21, 2001
IDS LIFE INSURANCE COMPANY
May 21, 1987 - December 2, 1987
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
M&T SECURITIES, INC.
CRD#: 17358 / SEC#: , 8-35185
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M&T BANK CORPORATION | SHAREHOLDER | |
| BRETT, MICHELLE THERESE | DIRECTOR | 7965730 |
| COLLINS, ATWOOD III | DIRECTOR | 5634496 |
| DETTMANN, BRIAN JOHN | DIRECTOR | 4659106 |
| GIORGIO, HUGH EVANS | DIRECTOR | 7535939 |
| HOGAN, PAUL JOSEPH | DIRECTOR | 2849151 |
| NEWCOMB, MICHAEL FRANCIS II | DIRECTOR | 2097837 |
| PETRUS, TANYA MARIE | FINOP | 4848556 |
| REILLY, MICHAEL MACKAY | DIRECTOR | 4575618 |
| REMORENKO, ALEXSANDRA | CHIEF COMPLIANCE OFFICER | 5699601 |
| REMORENKO, ALEXSANDRA | PRESIDENT | 5699601 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
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