ER

Edward Rivadeneira

NETREX CAPITAL MARKETS
NORTH PALM BEACH, FL 33408
Some features on this profile are disabled
CRD#: 1662734
ER

Professional summary


Edward Rivadeneira is a registered financial professional currently at NETREX CAPITAL MARKETS, LLC located in North Palm Beach, Florida.

Edward is registered as a RR (Registered Representative) and started their career in finance in 2000. Edward has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 30, Series 9, Series 10 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Edward Rivadeneira's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 3, 2022 - Present

NETREX CAPITAL MARKETS, LLC

Office #1: 11811 Highway One Suite 102, North Palm Beach, FL 33408
BD
CRD#: 160529
NORTH PALM BEACH, FL
Past

February 24, 2020 - September 4, 2020

KATALYST SECURITIES LLC

BD
CRD#: 112494
NEW YORK, NY
Past

August 25, 2015 - September 1, 2017

MARTEL CAPITAL, LLC

BD
CRD#: 159049
New York, NY
Past

February 5, 2013 - August 17, 2015

FOREFRONT CAPITAL MARKETS LLC

BD
CRD#: 151812
NEW YORK, NY
Past

September 28, 2011 - February 1, 2013

TD AMERITRADE, INC.

RIA
CRD#: 7870
NEW YORK, NY
Past

September 28, 2011 - February 1, 2013

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
NEW YORK, NY
Past

September 21, 2011 - February 1, 2013

TD AMERITRADE, INC.

BD
CRD#: 7870
NEW YORK, NY
Past

October 8, 2010 - November 1, 2010

BREWER FINANCIAL SERVICES, LLC

BD
CRD#: 132558
MINEOLA, NY
Past

January 18, 2008 - January 8, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
MELVILLE, NY
Past

January 3, 2008 - January 8, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
MELVILLE, NY
Past

July 16, 2007 - December 31, 2007

HSBC SECURITIES (USA) INC.

RIA
CRD#: 19585
NEW YORK, NY
Past

January 1, 2005 - January 3, 2008

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK, NY
Past

August 15, 2001 - January 1, 2005

HSBC BROKERAGE (USA) INC.

BD
CRD#: 6956
NEW YORK, NY
Past

February 5, 2001 - August 7, 2001

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY
Past

November 2, 2000 - April 18, 2001

CANTELLA & CO., INC.

BD
CRD#: 13905
MALDEN, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 7/13/2007
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 30
Date: 3/18/2010
NFA Branch Manager Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


NC
NETREX CAPITAL MARKETS, LLC
CADENA SECURITIES SERVICES, LLC. | NETREX CAPITAL MARKETS, LLC

CRD#: 160529 / SEC#: , 8-69037

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
270 South Service Road Suite 45, Melville,, NY 11747-2339
Mailing Address
270 South Service Road Suite 45, Melville,, NY 11747-2339
Phone number
(631) 622-9479
Established
Florida since 03/07/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
NETREX CAPITAL MARKETS HOLDINGS, LLC100% SOLE OWNER OF NETREX CAPITAL MARKETS, LLC
RAGLAND, CHRISTOPHER TODDELECTED MANAGER & MEMBER4282216
HOGAN, JOHN THOMASELECTED MANAGER & MEMBER7191557
TRUGLIO, GIUSEPPE MARCOELECTED MANAGER & MEMBER6805478
EDWARDS, MILES JOSHUACHIEF COMPLIANCE OFFICER & CHIEF EXECUTIVE OFFICER2040332
PASCUCCI, RALPH PATRICKELECTED MANAGER & MEMBER6903988
SCHILLING, MICHAEL JAMESFINANCIAL OPERATION PRINCIPAL (FINOP)2609624

Red Flags


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Company Information


NETREX CAPITAL MARKETS, LLC

CRD#: 160529North Palm Beach, FL 33408

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