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ER

Edward Rivadeneira

NETREX CAPITAL MARKETS
Melville,, NY 11747-2339
Some features on this profile are disabled
CRD#: 1662734
ER

Professional summary

Edward Rivadeneira is a registered financial professional currently at NETREX CAPITAL MARKETS, LLC located in Melville,, New York.

Edward is registered as a RR (Registered Representative) and started their career in finance in 2000. Edward has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 30, Series 9, Series 10 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edward Rivadeneira's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 3, 2022 - Present

NETREX CAPITAL MARKETS, LLC

Office #1: 270 South Service Road Suite 45, Melville,, NY 11747-2339
BD
CRD#: 160529
Melville,, NY
Past

February 24, 2020 - September 4, 2020

KATALYST SECURITIES LLC

BD
CRD#: 112494
NEW YORK, NY
Past

August 25, 2015 - September 1, 2017

MARTEL CAPITAL, LLC

BD
CRD#: 159049
New York, NY
Past

February 5, 2013 - August 17, 2015

FOREFRONT CAPITAL MARKETS LLC

BD
CRD#: 151812
NEW YORK, NY
Past

September 28, 2011 - February 1, 2013

TD AMERITRADE, INC.

RIA
CRD#: 7870
NEW YORK, NY
Past

September 28, 2011 - February 1, 2013

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
NEW YORK, NY
Past

September 21, 2011 - February 1, 2013

TD AMERITRADE, INC.

BD
CRD#: 7870
NEW YORK, NY
Past

October 8, 2010 - November 1, 2010

BREWER FINANCIAL SERVICES, LLC

BD
CRD#: 132558
MINEOLA, NY
Past

January 18, 2008 - January 8, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
MELVILLE, NY
Past

January 3, 2008 - January 8, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
MELVILLE, NY
Past

July 16, 2007 - December 31, 2007

HSBC SECURITIES (USA) INC.

RIA
CRD#: 19585
NEW YORK, NY
Past

January 1, 2005 - January 3, 2008

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK, NY
Past

August 15, 2001 - January 1, 2005

HSBC BROKERAGE (USA) INC.

BD
CRD#: 6956
NEW YORK, NY
Past

February 5, 2001 - August 7, 2001

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY
Past

November 2, 2000 - April 18, 2001

CANTELLA & CO., INC.

BD
CRD#: 13905
MALDEN, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/13/2007
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/27/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/1/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 2/2/2010
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 11/1/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 30
Date: 3/18/2010
NFA Branch Manager Examination
Principal/Supervisory Exam
RR
Series 9
Date: 12/29/2004
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 6/16/2003
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/6/2002
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

NC
NETREX CAPITAL MARKETS, LLC
CADENA SECURITIES SERVICES, LLC. | NETREX CAPITAL MARKETS, LLC

CRD#: 160529 / SEC#: , 8-69037

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
270 South Service Road Suite 45, Melville,, NY 11747-2339
Mailing Address
270 South Service Road Suite 45, Melville,, NY 11747-2339
Phone number
(631) 622-9479
Established
Florida since 03/07/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
NETREX CAPITAL MARKETS HOLDINGS, LLC100% SOLE OWNER OF NETREX CAPITAL MARKETS, LLC
EDWARDS, MILES JOSHUACHIEF COMPLIANCE OFFICER & CHIEF EXECUTIVE OFFICER2040332
PASCUCCI, RALPH PATRICKFOUNDER6903988
SCHILLING, MICHAEL JAMESFINANCIAL OPERATION PRINCIPAL (FINOP)2609624

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NETREX CAPITAL MARKETS, LLC

CRD#: 160529Melville,, NY 11747-2339

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