Andrew Marsico
Professional summary
Andrew Marsico, who also goes by Andrea Marsico, Andy Marsico, is a registered financial professional currently at AMERITAS INVESTMENT COMPANY, LLC located in Tuckahoe, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1993. Andrew has worked at 15 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Marsico's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2025 - Present
AMERITAS INVESTMENT COMPANY, LLC
December 6, 2019 - August 7, 2024
STONEX SECURITIES INC.
August 4, 2011 - December 6, 2019
QUEST CAPITAL STRATEGIES, INC.
October 26, 2010 - April 1, 2011
SIGNATOR INVESTORS, INC.
April 23, 2010 - October 6, 2010
WORLD CHOICE SECURITIES, INC.
July 22, 2008 - April 21, 2009
FORTUNE FINANCIAL SERVICES, INC.
February 22, 2007 - July 2, 2008
QUEST CAPITAL STRATEGIES, INC.
March 16, 2004 - March 29, 2007
NEW ENGLAND SECURITIES
February 25, 2002 - December 19, 2003
VANDERBILT SECURITIES, LLC
August 9, 2001 - February 5, 2002
EQUITABLE ADVISORS, LLC
March 23, 2001 - June 21, 2001
EQUITABLE ADVISORS, LLC
July 16, 1999 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 16, 1999 - February 23, 2001
EQUITABLE ADVISORS, LLC
May 3, 1999 - July 2, 1999
PARK AVENUE SECURITIES LLC
March 5, 1997 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
November 27, 1995 - February 7, 1997
GUARDIAN INVESTOR SERVICES LLC
July 5, 1995 - October 30, 1995
EQUITABLE ADVISORS, LLC
June 30, 1995 - October 30, 1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 14, 1995 - June 6, 1995
PRUCO SECURITIES, LLC.
September 27, 1993 - June 30, 1994
IDS LIFE INSURANCE COMPANY
September 27, 1993 - June 30, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/15/2025)
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(5/15/2025)
Exams
FINRA
Current Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
