Susan F. Graham
STRATEGIC ADVISERS LLC | Investment Solutions Representative III
MAITLAND, FL
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CRD#: 1659966
Professional summary
Susan F. Graham, who also goes by Susan H Forde, Susan Helen Forde, Susan F Graham, Susan Forde Graham, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Maitland, Florida and FIDELITY BROKERAGE SERVICES LLC located in Westlake, Texas.
Susan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Susan has worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Biography
As your Investment Consultant, I will partner with you to understand your short and long term goals and help you build a financial plan that is customized to meet your unique needs. Forming strong relationships with my clients and their families is of the utmost importance to me and I work hard to maintain a deep level of trust, reliability, and competency.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Susan H Forde | Susan Helen Forde | Susan F Graham | Susan Forde Graham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-61836|OrgNmn:BFF 29 Seaside LLC|Org Addr:Maitland,Florida,US|OBA Nature:It is an account funded with m|Invst Rel:N|Title:Manager and Trustee|Duties:sending monthly payment to the Assisted Living Facility my brother resides at.|StrtDt:08-12-2021|TotHrs/mon:1|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Susan F. Graham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Mass
Bachelors of Science - Marketing
1986
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
MAITLAND, FL
Current
August 11, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: One Destiny Way, Westlake, TX 76262BD
CRD#: 7784
Westlake, TX
Past
October 14, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
MAITLAND, FL
Past
January 7, 2019 - December 15, 2020
SYMETRA SECURITIES, INC.
BD
CRD#: 739
BELLEVUE, WA
Past
August 31, 2018 - October 23, 2018
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ORLANDO, FL
Past
September 21, 2017 - February 12, 2018
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
ORLANDO, FL
Past
October 20, 2014 - November 2, 2016
COREBRIDGE CAPITAL SERVICES, INC.
BD
CRD#: 13158
JERSEY CITY, NJ
Past
March 20, 2006 - June 12, 2014
AST INVESTMENT SERVICES, INC.
RIA
CRD#: 108897
SHELTON, CT
Past
February 26, 2003 - March 25, 2004
AMERICAN SKANDIA ADVISORY SERVICES, INC.
RIA
CRD#: 109211
SHELTON, CT
Past
November 23, 1998 - June 12, 2014
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
BD
CRD#: 21570
SHELTON, CT
Past
February 16, 1989 - August 18, 1998
KEYPORT FINANCIAL SERVICES CORP.
BD
CRD#: 8127
WELLESLEY HILLS, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/5/2021)
RR
Alaska(10/5/2021)
RR
Arizona(10/5/2021)
RR
Arkansas(10/5/2021)
RR
California(10/5/2021)
RR
Colorado(10/5/2021)
RR
Connecticut(10/5/2021)
RR
Delaware(10/5/2021)
RR
District of Columbia(10/5/2021)
RR
Florida(8/11/2021)
IAR
Florida(3/31/2025)
RR
Georgia(10/5/2021)
RR
Hawaii(10/5/2021)
RR
Idaho(10/5/2021)
RR
Illinois(10/5/2021)
RR
Indiana(10/5/2021)
RR
Iowa(10/5/2021)
RR
Kansas(10/5/2021)
RR
Kentucky(10/5/2021)
RR
Louisiana(10/5/2021)
RR
Maine(10/5/2021)
RR
Maryland(10/5/2021)
RR
Massachusetts(10/5/2021)
RR
Michigan(10/5/2021)
RR
Minnesota(10/5/2021)
RR
Mississippi(10/5/2021)
RR
Missouri(10/5/2021)
RR
Montana(10/5/2021)
RR
Nebraska(10/5/2021)
RR
Nevada(10/5/2021)
RR
New Hampshire(10/5/2021)
RR
New Jersey(10/5/2021)
RR
New Mexico(10/5/2021)
RR
New York(10/5/2021)
RR
North Carolina(10/5/2021)
RR
North Dakota(10/5/2021)
RR
Ohio(10/5/2021)
RR
Oklahoma(10/5/2021)
RR
Oregon(10/5/2021)
RR
Pennsylvania(10/5/2021)
RR
Puerto Rico(10/5/2021)
RR
Rhode Island(10/5/2021)
RR
South Carolina(10/5/2021)
RR
South Dakota(10/5/2021)
RR
Tennessee(10/5/2021)
RR
Texas(10/5/2021)
IAR
Texas(3/31/2025)
RR
Utah(10/5/2021)
RR
Vermont(10/5/2021)
RR
Virgin Islands(10/5/2021)
RR
Virginia(10/5/2021)
RR
Washington(10/5/2021)
RR
West Virginia(10/5/2021)
RR
Wisconsin(10/5/2021)
RR
Wyoming(10/5/2021)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Investment Solutions Representative IIICRD#: 104555Maitland, FLTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
