Michael A. Zurita
Professional summary
Michael Antonio Zurita was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Michael had worked at 6 firms, which includes ORION TRADING LLC, GREAT EASTERN SECURITIES INC., GROSSMAN & CO. LLC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, PARK FINANCIAL GROUP INC., INTERNATIONAL ASSETS ADVISORY LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2004 - November 16, 2011
ORION TRADING, LLC
November 6, 2002 - July 23, 2004
GREAT EASTERN SECURITIES, INC.
January 14, 1999 - November 15, 2000
GROSSMAN & CO., LLC.
August 6, 1997 - February 12, 1998
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 25, 1993 - July 7, 1995
PARK FINANCIAL GROUP, INC.
November 25, 1987 - November 5, 1991
INTERNATIONAL ASSETS ADVISORY, LLC
State Registrations and Notice Filings
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Exams
Current Firm
ORION TRADING, LLC
CRD#: 43932 / SEC#: , 8-50484
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
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