Oscar O. Nelson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Oscar Oneal Nelson, who also goes by Dub Nelson, Oscar Oneal Nelson Jr, was a registered financial professional .
Oscar is a previously registered financial professional and started their career in finance in 1987. Oscar had worked at 6 firms and has passed the Series 63, Series 65, Series 6TO, SIE, Series 7, Series 6, Series 26, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2025 - August 25, 2025
FARMERS FINANCIAL SOLUTIONS, LLC
February 3, 2017 - March 15, 2017
E*TRADE FUTURES LLC
May 13, 2015 - March 15, 2017
E*TRADE SECURITIES LLC
March 20, 2015 - April 30, 2015
W&S BROKERAGE SERVICES, INC.
November 22, 2006 - January 13, 2009
NATIONAL FINANCIAL SERVICES LLC
June 10, 1987 - November 22, 2006
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 4/18/2025
Investment Company Products/Variable Contracts Representative ExaminationSeries 8
Date: 8/24/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
