Gary G. Hughes
Professional summary
Gary George Hughes is a registered financial advisor currently at PFG ADVISORS located in Owatonna, Minnesota and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Owatonna, Minnesota.
Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Gary has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gary George Hughes's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 2, 2019 - Present
PFG ADVISORS
Office #1: 110 West Rose Street, Owatonna, MN 55060November 6, 2025 - Present
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Office #1: 110 West Rose Street, Owatonna, MN 55060June 14, 2024 - November 7, 2025
OSAIC WEALTH, INC.
September 7, 2017 - September 21, 2021
SECURITIES AMERICA ADVISORS, INC.
August 22, 2017 - June 14, 2024
SECURITIES AMERICA, INC.
May 5, 2008 - January 19, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
April 29, 1987 - July 3, 2006
IDS LIFE INSURANCE COMPANY
April 29, 1987 - January 19, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
PFG ADVISORS
CRD#: 173344 / SEC#: 801-80797
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/6/2025)
(11/6/2025)
(11/6/2025)
(12/2/2019)
(11/10/2025)
(11/6/2025)
(11/6/2025)
(11/6/2025)
Exams
FINRA
Current Firm
PFG ADVISORS
CRD#: 173344 / SEC#: 801-80797
Contact information
SEC notice filing (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,550 |
| AUM (Assets Under Management) | $ 3,083,491,501 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PFG ADVISORS
CRD#: 173344Owatonna, MN 55060TRUST BUT VERIFY
Monitor Gary Hughes
Get automatic monthly alerts on: