Jonathan D. Taylor
Professional summary
Jonathan Douglas Taylor, who also goes by Jon Taylor, Jonathan Douglas Taylor, is a registered financial professional currently at WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC located in Plymouth, Minnesota.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1987. Jonathan has worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Douglas Taylor's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 2025 - Present
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
Office #1: 505 N Highway 169 Suite 900, Plymouth, MN 55441March 20, 2025 - June 30, 2025
LPL FINANCIAL LLC
February 26, 2021 - August 23, 2024
PACIFIC SELECT DISTRIBUTORS, LLC
June 9, 2020 - February 5, 2021
CHARLES SCHWAB & CO., INC.
June 8, 2020 - February 5, 2021
CHARLES SCHWAB & CO., INC.
November 5, 2019 - April 17, 2020
TRUIST ADVISORY SERVICES, INC.
August 20, 2019 - April 17, 2020
TRUIST INVESTMENT SERVICES, INC.
February 20, 2015 - June 3, 2019
EMPOWER FINANCIAL SERVICES, INC.
June 18, 2013 - September 22, 2014
ZIONS CAPITAL ADVISORS, INC.
May 24, 2013 - September 22, 2014
ZIONS DIRECT, INC.
June 7, 2011 - March 26, 2012
HORNOR, TOWNSEND & KENT, LLC
March 13, 2008 - January 25, 2010
COREBRIDGE CAPITAL SERVICES, INC.
March 24, 2004 - March 17, 2008
TRANSAMERICA CAPITAL, LLC
January 31, 2002 - March 25, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 26, 2000 - July 19, 2000
TRUIST INVESTMENT SERVICES, INC.
February 17, 1993 - May 26, 2000
CRESTAR SECURITIES CORPORATION
January 29, 1992 - April 17, 1993
INDEPENDENT FINANCIAL SECURITIES, INC.
April 29, 1987 - September 9, 1988
THE ADVISORS GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2025)
(6/30/2025)
Exams
FINRA
Current Firm
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
CRD#: 130139 / SEC#: , 8-66305
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEALTH ENHANCEMENT GROUP, LLC | OWNER | |
| CAHN, JAMES LOREN | VICE PRESIDENT | 6052512 |
| CAIN, STEPHANIE M | HEAD OF SUPERVISION | 4081085 |
| CLARK, LISA LYNN | OPERATIONS OFFICER | 2271616 |
| DEKKO, JEFFREY THOMAS HAROLD | VICE PRESIDENT | 4648018 |
| DIECKHAUS, JOSEPH ALAN | CHIEF COMPLIANCE OFFICER | 5374613 |
| FURCHT, ELIZABETH ANN | SECRETARY | 5778785 |
| WINDORSKI, KELLY JOSEPH | CHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL | 3211118 |
Red Flags
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