MM
Molly J. Manderfield
FOLGER NOLAN FLEMING DOUGLAS
Washington, DC 20005-2109
Some features on this profile are disabled
CRD#: 1657801
MM
Professional summary
Molly Jane Manderfield, who also goes by Molly Jane Butcher, is a registered financial professional currently at FOLGER NOLAN FLEMING DOUGLAS INCORPORATED located in Washington, District Of Columbia.
Molly is registered as a RR (Registered Representative) and started their career in finance in 1988. Molly has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Molly Jane Butcher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Molly Jane Manderfield's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 3, 1994 - Present
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
Office #1: 725 15th Street N.w. 2nd Floor, Suite 200, Washington, DC 20005-2109RIA
BD
CRD#: 319
Washington, DC
Past
November 26, 1993 - April 7, 1994
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
July 20, 1990 - November 5, 1993
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
November 1, 1989 - July 3, 1990
TUCKER ANTHONY INCORPORATED
BD
CRD#: 837
BOSTON, MA
Past
May 25, 1988 - August 8, 1989
THOMSON MCKINNON SECURITIES INC.
BD
CRD#: 829
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC. | FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
CRD#: 319 / SEC#: 801-67696, 8-3335
RIA
Registered Investment Advisory firm - SEC (4/24/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/8/2002)
RR
Arkansas(12/7/2001)
RR
California(8/22/2001)
RR
Connecticut(2/8/2002)
RR
Delaware(8/22/2001)
RR
District of Columbia(2/24/1994)
RR
Florida(8/23/2001)
RR
Illinois(4/9/2002)
RR
Maryland(3/3/1994)
RR
Massachusetts(8/22/2001)
RR
New Mexico(4/9/2002)
RR
New York(8/22/2001)
RR
South Carolina(7/2/2020)
RR
Texas(8/22/2001)
RR
Vermont(12/10/2001)
RR
Virginia(4/7/1994)
RR
Washington(8/22/2001)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC. | FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
CRD#: 319 / SEC#: 801-67696, 8-3335
RIA
Registered Investment Advisory firm - SEC (4/24/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
725 15th Street N.w. 2nd Floor, Suite 200, Washington, DC 20005-2109
Mailing Address
725 15th Street N.w., Washington, DC 20005-2109
Phone number
(202) 783-5252
Established
Delaware since 11/27/1931
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
50
SEC notice filing (7 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FOLGER ASSOCIATES LLC | OWNER | |
| FOLGER 2020 TRUST FOR NEIL C. FOLGER | OWNER | |
| FOLGER 2020 TRUST FOR NICHOLAS FRY FOLGER | OWNER | |
| CURRENT, JOHN RANDALL | DIRECTOR, EXECUTIVE VICE-PRESIDENT | 2020187 |
| FOLGER, LEE MERRITT | DIRECTOR, SENIOR ADVISOR | 210685 |
| FOLGER, NEIL CLIFFORD | DIRECTOR, CHAIRMAN OF THE BOARD | 2813165 |
| FOLGER, NEIL CLIFFORD | TRUSTEE, FOLGER 2020 TRUST FOR NEIL C. FOLGER, FOLGER 2020 TRUST FOR NICHOLAS FRY FOLGER, JOHN D. FOLGER SECTION 9 TRUST | 2813165 |
| FOSTER, RICHARD STEVEN | CHIEF FINANCIAL OFFICER / CHIEF OPERATING OFFICER / CHIEF EXECUTIVE OFFICER / PRESIDENT, ROSFP | 1655391 |
| FOSTER, RICHARD STEVEN | CCO | 1655391 |
| FOSTER, RICHARD STEVEN | COO | 1655391 |
Regulatory assets under management
| Total Number of Accounts | 471 |
| AUM (Assets Under Management) | $ 857,718,871 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
