James R. Kanellitsas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Robert Kanellitsas, who also goes by Jim Kanellitsas, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1991. James had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2020 - March 8, 2021
ROBERTSON STEPHENS CAPITAL MARKETS, LLC
March 19, 2020 - March 8, 2021
ROBERTSON STEPHENS
January 27, 2010 - January 2, 2013
BLUE FIRE CAPITAL, LLC
September 17, 1993 - August 16, 2005
PIPER SANDLER & CO.
November 15, 1991 - September 30, 1993
THE CHICAGO CORPORATION
August 5, 1991 - November 5, 1991
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/14/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ROBERTSON STEPHENS CAPITAL MARKETS, LLC
CRD#: 290635 / SEC#: , 8-70034
Contact information
FINRA licenses (8 States and Territories)
Red Flags
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