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DM

David G. Mayo

SECURITY CAPITAL BROKERAGE
Atlanta, GA 30303
Some features on this profile are disabled
CRD#: 1656589
DM

Professional summary

David Gerald Mayo, who also goes by Daivd Gerald Mayo, David G Gerald Mayo, David Gerald Mayo, is a registered financial professional currently at SECURITY CAPITAL BROKERAGE, INC. located in Atlanta, Georgia.

David is registered as a RR (Registered Representative) and started their career in finance in 1991. David has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Daivd Gerald Mayo | David G Gerald Mayo | David Gerald Mayo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Gerald Mayo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 22, 2023 - Present

SECURITY CAPITAL BROKERAGE, INC.

Office #1: 260 Peachtree Street, Nw Suite 2200, Atlanta, GA 30303Office #2: 260 Peachtree Street, Nw Suite 2200, Atlanta, GA 30303
BD
CRD#: 35405
Atlanta, GA
Past

July 13, 2016 - May 31, 2023

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
ATLANTA, GA
Past

February 21, 2014 - May 11, 2016

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

August 28, 2012 - May 11, 2016

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
NEW YORK, NY
Past

September 1, 2011 - September 11, 2012

MORGAN STANLEY

BD
CRD#: 149777
NEW YORK, NY
Past

June 2, 1998 - September 1, 1998

SALOMON BROTHERS INC.

BD
CRD#: 740
NEW YORK, NY
Past

August 25, 1997 - September 12, 2011

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

April 5, 1995 - September 23, 1997

THE ROBINSON-HUMPHREY COMPANY, LLC

BD
CRD#: 723
ATLANTA, GA
Past

December 10, 1992 - April 6, 1995

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

October 4, 1991 - December 22, 1992

THE ROBINSON-HUMPHREY COMPANY, LLC

BD
CRD#: 723
ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(6/22/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/4/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/31/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/3/1991
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SECURITY CAPITAL BROKERAGE, INC.
SECURITY CAPITAL BROKERAGE, INC.

CRD#: 35405 / SEC#: , 8-46669

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
260 Peachtree Street, Nw Suite 2200, Atlanta, GA 30303
Mailing Address
260 Peachtree Street, Nw Suite 2200, Atlanta, GA 30303
Phone number
(404) 230-8475
Established
Georgia since 10/04/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
LEWIS, NATHAN LCEO, CCO, PRESIDENT & EXEC REP4193024
RICHMOND, LEROME CORDELLPASSIVE SHAREHOLDER
CARTER, ANA RFINOP, CFO4424794

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SECURITY CAPITAL BROKERAGE, INC.

CRD#: 35405Atlanta, GA 30303

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