Gene H. Vallecorsa
Professional summary
Gene Henry Vallecorsa JR, who also goes by Eugene Henry Vallecorsa Jr, Eugene Vallecorsa, Gene H Vallecorsa Jr, Gene H Vallecorsa, Gene Vallecrosa Jr, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Seven Fields, Pennsylvania.
Gene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Gene has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gene Henry Vallecorsa JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gene Henry Vallecorsa JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 18, 2017 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 300 Northpointe Circle Suite 304, Seven Fields, PA 16046December 18, 2017 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 300 Northpointe Circle Suite 304, Seven Fields, PA 16046December 5, 2014 - January 2, 2018
LPL FINANCIAL LLC
December 5, 2014 - January 2, 2018
LPL FINANCIAL LLC
October 23, 2012 - December 3, 2014
HORNOR, TOWNSEND & KENT, LLC
August 9, 2012 - December 3, 2014
HORNOR, TOWNSEND & KENT, LLC
December 8, 2009 - June 7, 2012
LPL FINANCIAL LLC
March 3, 2009 - June 7, 2012
LPL FINANCIAL LLC
August 29, 2008 - March 11, 2009
INVEST FINANCIAL CORPORATION
August 1, 2007 - August 6, 2008
THE HUNTINGTON INVESTMENT COMPANY
July 7, 2003 - August 1, 2007
NATIONAL PLANNING CORPORATION
April 18, 2001 - August 1, 2007
NATIONAL PLANNING CORPORATION
May 10, 2000 - April 25, 2001
CETERA INVESTMENT SERVICES LLC
February 13, 1997 - May 10, 2000
GUARANTY BROKERAGE SERVICES, INC.
July 13, 1995 - February 13, 1997
CINCINNATI ANALYSTS, INC.
March 30, 1994 - July 11, 1995
TOUCHSTONE SECURITIES, INC.
July 10, 1990 - July 23, 1992
METROPOLITAN LIFE INSURANCE COMPANY
July 10, 1990 - July 23, 1992
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/5/2019)
(11/5/2019)
(12/18/2017)
(12/18/2017)
(7/1/2021)
(7/1/2021)
(9/27/2019)
(10/8/2019)
Exams
FINRA
Current Firm
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
