Jeffery W. Levi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffery Willard Levi, who also goes by Jeff Levi, was a registered financial professional .
Jeffery is a previously registered financial professional and started their career in finance in 1987. Jeffery had worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 9, Series 51, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2012 - November 12, 2014
LOWCOUNTRY INVESTMENT ADVISORS, INC.
January 21, 2000 - July 3, 2006
IDS LIFE INSURANCE COMPANY
March 29, 1991 - October 14, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
May 21, 1987 - October 14, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LOWCOUNTRY INVESTMENT ADVISORS, INC.
CRD#: 129521 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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