Richard T. Holden
Professional summary
Richard Todd Holden, who also goes by Todd Alan Holden, is a registered financial advisor currently at NORTHWEST FINANCIAL ADVISORS LLC located in Herndon, Virginia and LPL FINANCIAL LLC located in Herndon, Virginia.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Richard has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Todd Holden's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 23, 2016 - Present
NORTHWEST FINANCIAL ADVISORS LLC
Office #1: 200 Spring Street Suite 120, Herndon, VA 20170September 16, 2016 - Present
LPL FINANCIAL LLC
Office #1: 200 Spring Street, Ste 120, Herndon, VA 20170Office #2: 231 Maple Ave East, Vienna, VA 22180September 22, 2016 - Present
NORTHWEST FINANCIAL GROUP LLC
Office #1: 9730 Liberia Ave, Manassas, VA 20110Office #2: 231 Maple Avenue, East, Vienna, VA 22180Office #3: 7500 Webb Drive, Gainesville, VA 20155April 7, 2021 - April 8, 2021
LPL FINANCIAL LLC
May 2, 2016 - September 23, 2016
CUSO FINANCIAL SERVICES, L.P.
May 2, 2016 - September 23, 2016
CUSO FINANCIAL SERVICES, L.P.
June 12, 2009 - May 2, 2016
SECURITIES AMERICA ADVISORS, INC.
June 12, 2009 - May 2, 2016
SECURITIES AMERICA, INC.
January 2, 2009 - June 12, 2009
CETERA WEALTH SERVICES, LLC
August 7, 2007 - January 5, 2009
WESTMINSTER FINANCIAL SECURITIES, INC.
July 31, 2007 - January 5, 2009
WESTMINSTER FINANCIAL ADVISORY CORP
January 1, 2005 - August 11, 2005
HSBC SECURITIES (USA) INC.
June 8, 2004 - January 1, 2005
HSBC BROKERAGE (USA) INC.
September 10, 1998 - June 4, 2004
METROPOLITAN LIFE INSURANCE COMPANY
September 10, 1998 - June 4, 2004
MSI FINANCIAL SERVICES, INC.
May 21, 1987 - August 6, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
NORTHWEST FINANCIAL ADVISORS LLC
CRD#: 166769 / SEC#: 801-77994
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/15/2021)
(5/23/2018)
(9/16/2016)
(12/8/2017)
(7/3/2025)
(4/12/2019)
(9/16/2016)
(9/16/2016)
(2/27/2019)
(7/28/2017)
(7/28/2017)
(10/18/2024)
(3/16/2018)
(9/16/2016)
(7/28/2017)
(10/4/2021)
(9/16/2016)
(8/16/2018)
(9/16/2016)
(3/9/2023)
(5/9/2025)
(9/16/2016)
(9/16/2016)
(7/28/2017)
(3/28/2017)
(10/21/2016)
(10/29/2018)
(11/13/2017)
(9/16/2016)
(9/23/2016)
(1/2/2018)
(11/13/2017)
(9/16/2016)
Exams
FINRA
Current Firm
NORTHWEST FINANCIAL ADVISORS LLC
CRD#: 166769 / SEC#: 801-77994
Contact information
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,756 |
| AUM (Assets Under Management) | $ 1,243,981,468 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NORTHWEST FINANCIAL ADVISORS LLC
CRD#: 166769Herndon, VA 20170TRUST BUT VERIFY
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