AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
SM

Sandra S. Morelli

CAPITAL GROUP PRIVATE CLIENT SERVICES
Los Angeles, CA 90071
Some features on this profile are disabled
CRD#: 1652316
SM

Professional summary

Sandra Shearouse Morelli, who also goes by Sandra S. Morelli, Sandra Morelli, Sandra Anne Shearouse, is a registered financial advisor currently at CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. located in Los Angeles, California.

Sandra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Sandra has worked at 9 firms and has passed the Series 63, Series 65, Series 31, Series 7, Series 6, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Sandra S. Morelli | Sandra Morelli | Sandra Anne Shearouse

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandra Shearouse Morelli's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 1, 2021 - Present

CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

Office #1: 333 South Hope Street, Los Angeles, CA 90071Office #2: Promenade Ii, Suite 2300 1230 Peachtree St., Ne, Atlanta, GA 30309
RIA
CRD#: 312837
Los Angeles, CA
Past

January 19, 2016 - July 1, 2021

CAPITAL BANK AND TRUST COMPANY

RIA
CRD#: 170017
Atlanta, GA
Past

July 1, 2009 - January 19, 2016

CAPITAL GUARDIAN TRUST COMPANY

RIA
CRD#: 108236
ATLANTA, GA
Past

December 15, 2003 - February 13, 2009

ALLIANCEBERNSTEIN L.P.

RIA
CRD#: 108477
LOS ANGELES, CA
Past

December 7, 2000 - February 13, 2009

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
ATLANTA, GA
Past

September 12, 2000 - December 7, 2000

SANFORD C. BERNSTEIN & CO., INC.

BD
CRD#: 1232
NEW YORK, NY
Past

July 29, 1998 - July 5, 2000

MERCER SECURITIES, INC.

BD
CRD#: 44821
CHICAGO, IL
Past

September 11, 1990 - July 6, 1998

MARSH & MCLENNAN SECURITIES CORPORATION

BD
CRD#: 556
NEW YORK, NY
Past

January 22, 1988 - January 3, 1990

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CG
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
CAPITAL GROUP PRIVATE CLIENT SERVICES | CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

CRD#: 312837 / SEC#: 801-121267

RIA
Registered Investment Advisory firm - (5/20/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(7/1/2021)
IAR
Georgia
(7/1/2021)
IAR
Illinois
(7/1/2021)
IAR
Nevada
(7/1/2021)
IAR
New York
(7/31/2021)
IAR
Texas
(7/1/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 3/17/1998
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 4/4/1991
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 31
Date: 11/24/2003
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 10/7/1997
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/20/1987
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 12/17/2003
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 10/17/2003
General Securities Sales Supervisor - Options Module Examination

Current Firm

CG
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
CAPITAL GROUP PRIVATE CLIENT SERVICES | CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

CRD#: 312837 / SEC#: 801-121267

RIA
Registered Investment Advisory firm - (5/20/2021 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
333 South Hope Street, Los Angeles, CA 90071
Mailing Address
Phone number
(213) 486-9200
Established
Firm type
Fiscal year end
# of Employees
189

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CGPCS ADV PART 2A (9/26/2025)

Regulatory assets under management

Total Number of Accounts12,073
AUM (Assets Under Management)$ 42,713,999,861

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/24/2024
Cover Page
Report
07/28/2023
Cover Page
Report
10/26/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

CRD#: 312837Los Angeles, CA 90071

TRUST BUT VERIFY

Monitor Sandra Morelli

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Jon Derek Neuhaus
Jon NeuhausAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
El Segundo, CA
Kenneth Hickman
Kenneth HickmanAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brea, CA
John Tanner Powell
John PowellAdvisorCheck Check Mark
EQUITABLE ADVISORS, LLC
IAR
RR
Los Angeles, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.