Stephen B. Owen
Professional summary
Stephen Bates Owen, who also goes by Stephen Owen, is a registered financial advisor currently at SOUTH STREET ADVISORS, LLC located in New York, New York.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Stephen has worked at 2 firms and has passed the Series 66, Series 63, Series 15, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Bates Owen's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 21, 2021 - Present
SOUTH STREET ADVISORS, LLC
Office #1: 623 Fifth Avenue Suite 1602, New York, NY 10022October 1, 2000 - December 24, 2008
BROWN BROTHERS HARRIMAN & CO.
Primary Firm SEC Registration
SOUTH STREET ADVISORS, LLC
CRD#: 112326 / SEC#: 801-55383
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/21/2021)
Exams
Series 15
Date: 5/6/1988
Foreign Currency Options ExaminationCurrent Firm
SOUTH STREET ADVISORS, LLC
CRD#: 112326 / SEC#: 801-55383
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 136 |
| AUM (Assets Under Management) | $ 824,567,834 |
Red Flags
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