Earl R. King

E. ROGER FINANCIAL GROUP

LARGO, MD 20774

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CRD#: 1652244

Professional summary

Earl Roger King SR, CFP®, who also goes by Earl Roger King, is a registered financial advisor currently at E. ROGER FINANCIAL GROUP located in Largo, Maryland.

Earl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Earl has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Earl Roger King

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: District of Columbia Government, Department of Small & Local Business Development Investment Related: No Address: 441 4th Street NW Suite 850N, Washington, DC 20001 Nature of Business: Provide guidance to DC-based small businesses seeking government contracting opportunities Position/Title: Business Procurement Specialist Start Date: 01/2016 # Hours/Month: 160 # of Hours During Securities Trading: 160 Briefly Describe Duties: Provide guidance to DC-based small business to ensure procurement readiness to pursue contracting opportunities with local, state, and federal governments.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Earl Roger King SR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1991

Experience

Current

March 30, 2022 - Present

E. ROGER FINANCIAL GROUP

Office #1: 9701 Apollo Drive Suite 410, Largo, MD 20774

RIA

CRD#: 157793

LARGO, MD

Past

April 14, 1998 - February 6, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 14, 1998 - February 6, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

January 4, 1991 - May 1, 1996

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

July 22, 1988 - December 31, 1988

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

July 22, 1987 - June 29, 1988

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(3/30/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/24/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/28/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/18/1987

General Securities Representative Examination

Current Firm

E. ROGER FINANCIAL GROUP

E. ROGER FINANCIAL GROUP | E. ROGER FINANCIAL GROUP, LLC

CRD#: 157793 / SEC#:

Maryland

Registered Investment Advisory firm - (7/11/2011 Approved)

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Contact information

Main Address

9701 Apollo Drive Suite 410, Largo, MD 20774

Mailing Address

Phone number

(301) 304-6070

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 218,790

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Earl R. King

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Earl Roger King SR's CRS (Customer Relationship Summary).

Certified licenses

Experience

E. ROGER FINANCIAL GROUP

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

GUARDIAN INVESTOR SERVICES LLC

INTEGRATED RESOURCES EQUITY CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/24/1992

Series 63

Date: 7/28/1987

Series 7

Date: 7/18/1987

Current Firm

E. ROGER FINANCIAL GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

E. ROGER FINANCIAL GROUP

TRUST BUT VERIFY

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