Andrew S. Lazar
Professional summary
Andrew Sean Lazar is a registered financial professional currently at BUCKLER SECURITIES LLC located in Greenwich, Connecticut.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1992. Andrew has worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Sean Lazar's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 21, 2023 - Present
BUCKLER SECURITIES LLC
Office #1: 5 Greenwich Office Park, Suite 350, Greenwich, CT 06831July 11, 2011 - November 18, 2022
BMO CAPITAL MARKETS CORP.
December 18, 2008 - June 27, 2011
AUTOMATED EQUITY FINANCE MARKETS, INC.
March 20, 2008 - December 26, 2008
QUADRISERV SECURITIES, INC.
June 29, 1998 - August 21, 2007
UBS SECURITIES LLC
September 2, 1997 - June 29, 1998
SBC WARBURG DILLON READ INC.
July 15, 1996 - September 2, 1997
SBC WARBURG, INC.
February 8, 1995 - July 24, 1996
CITIGROUP GLOBAL MARKETS INC.
July 20, 1992 - January 17, 1995
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/21/2023)
(6/21/2023)
(6/21/2023)
(6/21/2023)
(6/21/2023)
(6/21/2023)
(6/21/2023)
(6/21/2023)
(11/5/2024)
(6/21/2023)
(6/21/2023)
(6/21/2023)
(6/30/2023)
(6/21/2023)
(6/21/2023)
(6/21/2023)
Exams
Series 99TO
Date: 6/21/2023
Operations Professional ExaminationFINRA
Current Firm
BUCKLER SECURITIES LLC
CRD#: 284576 / SEC#: , 8-69807
Contact information
FINRA licenses (16 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARMOUR CAPITAL MANAGEMENT LP | SHAREHOLDER | 164570 |
| ARMOUR TRS INC | SHAREHOLDER | |
| CONIGLIARIO, THOMAS JOSEPH | CHIEF OPERATING OFFICER / PRINCIPLE OPERATIONS OFFICER | 1366831 |
| ESANNASON, CARLO YVAN | CCO | 4869110 |
| HARPER, GORDON MACKAY | CHIEF FINANCIAL OFFICER | 6632019 |
| JOSHI, JAI PAUL | CHIEF RISK OFFICER | 2263070 |
| KOKKO, LASSE ARTTURI | PRINCIPLE FINANCIAL OFFICER ("PFO") / FINOP | 6976957 |
| MISIANO, RICHARD JOHN | CHIEF EXECUTIVE OFFICER | 2339879 |
| ULM, SCOTT JEFFREY | PRINCIPAL | 1575205 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
