Christopher L. Nuetzel
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CRD#: 1651945
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Lewis Nuetzel, CFP® was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1987. Christopher had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Investment Planning
Retirement Planning
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
((1)Name of Business: CPT Resources Address: 2904 McDonald St. , Midland, TX, 79707, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 06/10/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: One of 3 partners, with my sons. (2)Name of Business: Heartland Church Address: 2505 Lex Springmill Rd, Lexington, OH, 44904, United States Activity Type: Religious Position/Title: Other Investment Related: Yes Start Date: 01/01/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am on the Missions oversight team. We pray for the missionaries our church sponsors, we determine how much money goes to them from the funds that come in for missions. We help raise money for short term mission trips that members of our church go on. (3)Name of Business: Heartland Church Address: 2505 Lex Springmill Rd, Lexington, OH, 44904, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 05/06/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We are a financial oversight board. Our goal is to view the financials, look for ways to save money and make recommendations to the Elder board. To take some responsibility of oversight off of them. We have no voting authority. (4)Name of Business: Waterstreet Financial Address: 300 E. Water Street, Sandusky, OH, 44870, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/24/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a partner, I am involved with running the business along with the other 2 partners. (5)Name of Business: Waterstreet Holdings Address: 300 E. Water Street, Sandusky, OH, 44870, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 05/24/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Partner, involved in running the building our business is housed in. (6)Name of Business: WSF CLN LLC Address: 300 E. Water Street, Sandusky, OH, 44870, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/24/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Personal LLC for my business, where my pay flows to.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Past
May 24, 2019 - July 19, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Sandusky, OH
Past
May 24, 2019 - July 19, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Sandusky, OH
Past
February 15, 2013 - May 25, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
MANSFIELD, OH
Past
February 15, 2013 - May 25, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MANSFIELD, OH
Past
January 1, 2008 - February 19, 2013
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
MANSFIELD, OH
Past
January 1, 2008 - February 19, 2013
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
MANSFIELD, OH
Past
April 26, 2002 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
MANSFIELD, OH
Past
April 29, 1987 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
MANSFIELD, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MARY ELIZABETH HAAS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES ADVISORY SERVICES
CRD#: 149018 / SEC#: 801-69815
RIA
Registered Investment Advisory firm - (12/23/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MARY ELIZABETH HAAS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES ADVISORY SERVICES
CRD#: 149018 / SEC#: 801-69815
RIA
Registered Investment Advisory firm - (12/23/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
880 Carillon Parkway, Saint Petersburg, FL 33716
Mailing Address
Phone number
(727) 567-3020
Established
Firm type
Fiscal year end
# of Employees
6,727
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
