James B. Robinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Baldwin Robinson was a registered financial advisor .
James is a previously registered financial advisor and started their career in finance in 1987. James had worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2016 - June 3, 2021
ECOBAN SECURITIES CORPORATION
May 9, 2011 - March 27, 2014
HACKETT & COMPANY, INC.
January 12, 2009 - April 14, 2009
AXIOM CAPITAL MANAGEMENT, INC.
January 2, 2003 - September 27, 2016
MIDDLEBURY SECURITIES LLC
July 20, 1995 - August 1, 2002
LAMON & STERN, INC.
April 7, 1994 - July 3, 1995
HACKETT & COMPANY, INC.
July 21, 1987 - July 3, 1989
CAPIS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
ECOBAN SECURITIES CORPORATION
CRD#: 29112 / SEC#: , 8-39753
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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