Randolph G. Belonzi

LEBENTHAL GLOBAL ADVISORS

JERICHO, NY 11753

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CRD#: 1651730

Professional summary

Randolph George Belonzi, who also goes by Randolph Belonzi, Randy Belonzi, is a registered financial advisor currently at LEBENTHAL GLOBAL ADVISORS, LLC located in Jericho, New York and LEBENTHAL FINANCIAL SERVICES, INC. located in Jericho, New York.

Randolph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Randolph has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Randolph Belonzi | Randy Belonzi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Licensed Independent Insurance Producer; Dental & Group Disability Income, Disability, Fixed Annuities, Life/Accident/Health, Long Term Care, Medicare Related Products, and Property & Casualty Insurance; Coram, NY; 8 hours per week during trading hours, 2 hours per week nights/weekends; since 1/2000. (2) Lebenthal Financial Services Inc.; Investment-Related; Jericho, NY; Registered Representative; Start Date: 10/2018. (3) Lebenthal Global Advisors, LLC; Investment-Related; Jericho, NY; Advisory Representative; Start Date: 05/2019. (4) Coltrain Funding, LLC; Mortgage Loan Officer; Hauppauge, NY; 20 hours per week; since 2016.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randolph George Belonzi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 19, 2024 - Present

LEBENTHAL GLOBAL ADVISORS, LLC

Office #1: 500 N. Broadway Suite 238, Jericho, NY 11753

RIA

CRD#: 283303

JERICHO, NY

Current

October 5, 2018 - Present

LEBENTHAL FINANCIAL SERVICES, INC.

Office #1: 500 N. Broadway Suite 238, Jericho, NY 11753Office #2: 500 N. Broadway Suite 238, Jericho, NY 11753

CRD#: 137988

Jericho, NY

Past

August 5, 2016 - January 31, 2018

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

HAUPPAUGE, NY

Past

August 22, 2014 - July 1, 2016

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

HAUPPAUGE, NY

Past

November 13, 2013 - August 14, 2014

CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752

SYOSSET, NY

Past

February 24, 2010 - November 7, 2013

P.J. ROBB VARIABLE, LLC

CRD#: 38339

MEMPHIS, TN

Past

March 3, 2003 - July 22, 2008

PARK AVENUE SECURITIES LLC

CRD#: 46173

WOODBURY, NY

Past

October 10, 2000 - February 6, 2002

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

August 11, 1993 - September 10, 1999

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

January 26, 1990 - August 9, 1993

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

June 2, 1987 - July 17, 1990

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEBENTHAL GLOBAL ADVISORS, LLC

LEBENTHAL GLOBAL ADVISORS, LLC | WEALTHSOURCE ADVISORY, LLC | RHINO WEALTH MANAGEMENT

CRD#: 283303 / SEC#: 801-110652

RIA

Registered Investment Advisory firm - (5/31/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/23/2021)

New York
(10/5/2018)

IAR

New York
(7/19/2024)

North Carolina
(3/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/19/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/4/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/31/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/1/1987

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LEBENTHAL GLOBAL ADVISORS, LLC

LEBENTHAL GLOBAL ADVISORS, LLC | WEALTHSOURCE ADVISORY, LLC | RHINO WEALTH MANAGEMENT

CRD#: 283303 / SEC#: 801-110652

RIA

Registered Investment Advisory firm - (5/31/2017 Approved)

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Contact information

Main Address

200 Parkway Drive South Suite 200, Hauppauge, NY 11788

Mailing Address

Phone number

(516) 785-1800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEBENTHAL GLOBAL ADVISORS, LLC WRAP BROCHURE (2/25/2025)

LEBENTHAL GLOBAL ADVISORS, LLC DISCLOSURE BROCHURE (2/25/2025)

Regulatory assets under management

Total Number of Accounts	3,279
AUM (Assets Under Management)	$ 819,985,389

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Randolph G. Belonzi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randolph George Belonzi's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEBENTHAL FINANCIAL SERVICES, INC.

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

CAPITAL INVESTMENT GROUP, INC.

P.J. ROBB VARIABLE, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

WS GRIFFITH SECURITIES, INC.

NEW ENGLAND SECURITIES

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

LEBENTHAL GLOBAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/19/2024

Series 63

Date: 8/4/1987

SIE

Date: 1/31/2018

Series 6

Date: 6/1/1987

FINRA

Current Firm

LEBENTHAL GLOBAL ADVISORS, LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEBENTHAL GLOBAL ADVISORS, LLC

TRUST BUT VERIFY

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