SG
Sandra J. Galdieri Kosiba
CAPITAL WEALTH INVESTMENTS
Scranton, PA 18503
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CRD#: 1651500
SG
Professional summary
Sandra Jean Galdieri Kosiba, who also goes by Sandra Jean Galdieri, is a registered financial advisor currently at CAPITAL WEALTH INVESTMENTS located in Scranton, Pennsylvania and MUTUAL SECURITIES, INC. located in Scranton, Pennsylvania.
Sandra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Sandra has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sandra Jean Galdieri
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Independent Insurance Agent - Life, Accident, Health, with BKA Financial, Start Date: 03/24/2019, 132 Adams Avenue, Scranton, PA 18503, Individual Independent Insurance Agent, Independent Insurance Agent, Recommending health, Life Accident/fixed products to our clients at Capital Wealth Investments, Investment Related, 10 hours per month, 5 hours per day during trading hours. 2. Independent Insurance Agent - Life, Accident, Health, Start Date: 03/24/2019, 132 Adams Avenue, Scranton, PA 18503, Individual Independent Insurance Agent, Independent Insurance Agent, Recommending health, Life Accident/fixed products to our clients at Capital Wealth Investments, Investment Related, 10 hours per month, 5 hours per day during trading hours. 3. Residential Rental Income - 103 Antler Ridge Ct, Hawley, PA 18428, Upon Closing of Property (There are existing rentals that I will need to assume), 103 Antler Ridge Ct, Hawley, PA 18428, Rental Property, Owner, This is a residential lake front property that I about to purchase, Hoping close will be July 15, 2019 at which time I will be owning the property and collecting rent from potential renters, Not Investment Relates, 5 hours per month, 0 hours per day during trading hours. 4. Oxford Insurance Company, Start Date: 05/05/2020, 954 Ridgebrook Rd, Ste. 100, Spark, MD 21152, Corporation, Captives-Insurance-Referrals, Referral business, Identify and refer a viable prospect for captive insurance, Investment Related, 2 Hours per month, .10 hours per day during trading hours. 5. Advocate Health Advisors Representative, Start Date: 06/20/2020, 1011 Englewood Rd, Ste. 175, Englewood, FL 34223, Corporation LLC, Medicare Business, Representative to aid Persons requiring Medicare insurance, Will need to take a test and if I pass would like to affiliate myself with this company for anyone that I may encounter that may need to sign up for Medicare, Not Investment Related, 2 Hours per day, .10 Hours per day during trading hours. 6. The Zullo Investment Group DBA Capital Wealth Investments, Start Date: 01/01/2021, 132 Adams Ave., Scranton, PA 18503, RIA-Registered Investment, RIA, Sr VP, Investment Related, 40 Hours per month, 40 Hours during trading hours. 7. EBAY or Facebook Marketplace, Start Date: 11/30/2021, 124 Constitution Drive, Personal use only maybe 1 hours a year to sell an occasional item, Personal use only, Owner, Placing an occasional item on ebay or facebook marketplace for sale, It happens very rarely but will want to continue to have the ability, Not Investment Related, .10 Hours per month, 0 Hours per day during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Sandra Jean Galdieri Kosiba's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 18, 2020 - Present
CAPITAL WEALTH INVESTMENTS
Office #1: 132 Adams Avenue, Scranton, PA 18503RIA
CRD#: 311698
Scranton, PA
Current
July 6, 2017 - Present
MUTUAL SECURITIES, INC.
Office #1: 132 Adams Avenue, Scranton, PA 18503BD
CRD#: 13092
Scranton, PA
Past
December 5, 2017 - February 4, 2021
WELLFULL
RIA
CRD#: 288705
SCRANTON, PA
Past
May 19, 2017 - December 31, 2017
PLATINUM WEALTH PARTNERS
RIA
CRD#: 145507
Scranton, PA
Past
May 19, 2017 - May 31, 2017
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Scranton, PA
Past
November 7, 2007 - May 23, 2017
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SCRANTON, PA
Past
March 12, 2003 - May 23, 2017
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SCRANTON, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CAPITAL WEALTH INVESTMENTS
CAPITAL WEALTH INVESTMENTS | ZULLO INVESTMENT GROUP, INC. | ZULLO INVESTMENT GROUP
CRD#: 311698 / SEC#: 801-120008
RIA
Registered Investment Advisory firm - (12/18/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/14/2022)
RR
Pennsylvania(7/6/2017)
IAR
Pennsylvania(12/18/2020)
IAR
Texas(3/24/2021)
RR
Texas(7/14/2022)
RR
Washington(1/13/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CAPITAL WEALTH INVESTMENTS
CAPITAL WEALTH INVESTMENTS | ZULLO INVESTMENT GROUP, INC. | ZULLO INVESTMENT GROUP
CRD#: 311698 / SEC#: 801-120008
RIA
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Contact information
Main Address
132 Adams Avenue, Scranton, PA 18503
Mailing Address
Phone number
(570) 543-5255
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,318 |
| AUM (Assets Under Management) | $ 398,519,141 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAPITAL WEALTH INVESTMENTS
CRD#: 311698Scranton, PA 18503TRUST BUT VERIFY
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