Scott C. Thorson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Carl Thorson was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1987. Scott had worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 27, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2016 - October 30, 2020
GROVE POINT INVESTMENTS, LLC
January 13, 2014 - March 4, 2014
GROVE POINT INVESTMENTS, LLC
January 13, 2014 - December 31, 2014
SECURIAN FINANCIAL SERVICES, INC.
May 23, 2013 - October 30, 2020
GROVE POINT INVESTMENTS, LLC
April 17, 2006 - December 31, 2013
CRI SECURITIES, LLC
April 17, 2006 - December 31, 2014
SECURIAN FINANCIAL SERVICES, INC.
July 11, 2000 - February 15, 2006
IDS LIFE INSURANCE COMPANY
May 21, 1987 - February 15, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
