Steve N. Solano

SIGMA AMERICAS SECURITIES LLC

New York, NY 10017

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CRD#: 1650853

Professional summary

Steve Nmn Solano, who also goes by Steve Solano, is a registered financial professional currently at SIGMA AMERICAS SECURITIES LLC located in New York, New York and NINTH ETERNITY SECURITIES LLC located in Cambridge, Massachusetts.

Steve is registered as a RR (Registered Representative) and started their career in finance in 1987. Steve has worked at 24 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 30, Series 14, Series 9, Series 10, Series 4, Series 8 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Steve Solano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steve Nmn Solano's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2017 - Present

SIGMA AMERICAS SECURITIES LLC

Office #1: 125 Park Avenue 25th Floor, Suite 2525, New York, NY 10017Office #2: 125 Park Avenue 25th Floor, Suite 2602, New York, NY 10017

CRD#: 207515

New York, NY

Current

April 5, 2021 - Present

NINTH ETERNITY SECURITIES LLC

Office #1: 1 Broadway 14th Floor, Cambridge, MA 02142

CRD#: 307492

Cambridge, MA

Past

July 1, 2020 - October 21, 2022

CRESCENDO MARKETS LLC

CRD#: 298072

NEW YORK, NY

Past

February 6, 2019 - February 26, 2019

FIRST CAPITAL EQUITIES,LTD.

CRD#: 14428

LAKE SUCCESS, NY

Past

January 11, 2016 - March 16, 2023

CUREX SECURITIES (USA), LLC

CRD#: 170141

New York, NY

Past

July 5, 2014 - January 8, 2016

HAMPTON HEDGE FUND MARKETING, LLC

CRD#: 141685

OAKTON, VA

Past

July 8, 2011 - September 9, 2011

INTERMERCHANT SECURITIES LLC

CRD#: 142734

NEW YORK, NY

Past

June 7, 2011 - August 2, 2013

LAIDLAW & COMPANY (UK) LTD.

CRD#: 119037

NEW YORK, NY

Past

November 1, 2010 - March 16, 2011

EVOLUTION MARKETS FINANCIAL SERVICES LLC

CRD#: 140978

WHITE PLAINS, NY

Past

August 5, 2008 - January 20, 2009

WINDHAM SECURITIES, INC.

CRD#: 20529

NEW YORK, NY

Past

May 2, 2007 - May 21, 2007

SGI, LLC

CRD#: 32922

NEW YORK, NY

Past

November 16, 2005 - January 22, 2007

HEDGE FUND CAPITAL PARTNERS, LLC

CRD#: 113326

BROOKLYN, NY

Past

October 7, 2005 - October 31, 2005

BLOCK ORDERS EXECUTION, LLC

CRD#: 134932

NEW YORK, NY

Past

January 20, 2005 - May 21, 2007

WINDHAM SECURITIES, INC.

CRD#: 20529

NEW YORK, NY

Past

April 19, 2004 - May 18, 2005

STG SECURE TRADING GROUP, INC.

CRD#: 41216

BOCA RATON, FL

Past

January 12, 2004 - January 13, 2004

CARLTON CAPITAL INC.

CRD#: 42533

NEW YORK, NY

Past

February 28, 2002 - October 31, 2003

WORLDCO, L.L.C.

CRD#: 24673

NEW YORK, NY

Past

October 18, 2000 - March 15, 2002

KIRLIN SECURITIES INC.

CRD#: 21210

SYOSSET, NY

Past

June 30, 2000 - November 13, 2000

EDGETRADE LLC

CRD#: 42071

JERSEY CITY, NJ

Past

July 7, 1997 - May 18, 2000

TRADE.COM ONLINE SECURITIES, INC.

CRD#: 36189

NEW YORK, NY

Past

February 10, 1997 - July 8, 1997

PMG SECURITIES CORPORATION

CRD#: 27107

ELGIN, IL

Past

August 27, 1996 - February 10, 1997

GILFORD SECURITIES INCORPORATED

CRD#: 8076

NEW YORK, NY

Past

June 29, 1995 - September 3, 1996

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

November 19, 1989 - November 11, 1994

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

September 1, 1987 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(7/27/2017)

Exams

State Security Law Exam

IAR

Series 65

Date: 2/5/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/26/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 11/22/2002

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/15/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 5/2/2025

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 4

Date: 4/22/2002

Registered Options Principal Examination

Principal/Supervisory Exam

Series 8

Date: 6/3/1996

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 24

Date: 8/19/1992

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NINTH ETERNITY SECURITIES LLC

CRD#: 307492 / SEC#: , 8-70514

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

1 Broadway 14th Floor, Cambridge, MA 02142

Mailing Address

1 Broadway 14th Floor, Cambridge, MA 02142

Phone number

(508) 638-8199

Established

Delaware since 01/01/2020

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (9 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
NINTH ETERNITY CAPITAL LTD.	OWNER/SHAREHOLDER
DONG, YANYAN	PRESIDENT & CEO	7215862
ONESTO, RICHARD ERNEST	FINOP/PFO/POO	2453096
QIAN, STEVEN JUN	PRINCIPAL	2921286
SOLANO, STEVE NMN	CHIEF COMPLIANCE OFFICER	1650853

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steve N. Solano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steve Nmn Solano's CRS (Customer Relationship Summary).

Certified licenses

Experience

NINTH ETERNITY SECURITIES LLC

CRESCENDO MARKETS LLC

FIRST CAPITAL EQUITIES,LTD.

CUREX SECURITIES (USA), LLC

HAMPTON HEDGE FUND MARKETING, LLC

INTERMERCHANT SECURITIES LLC

LAIDLAW & COMPANY (UK) LTD.

EVOLUTION MARKETS FINANCIAL SERVICES LLC

WINDHAM SECURITIES, INC.

SGI, LLC

HEDGE FUND CAPITAL PARTNERS, LLC

BLOCK ORDERS EXECUTION, LLC

WINDHAM SECURITIES, INC.

STG SECURE TRADING GROUP, INC.

CARLTON CAPITAL INC.

WORLDCO, L.L.C.

KIRLIN SECURITIES INC.

EDGETRADE LLC

TRADE.COM ONLINE SECURITIES, INC.

PMG SECURITIES CORPORATION

GILFORD SECURITIES INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 2/5/2001

Series 63

Date: 11/26/1996

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 11/22/2002

Series 7

Date: 8/15/1987

Series 30

Date: 5/2/2025

Series 14

Date: 1/2/2023

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 4

Date: 4/22/2002

Series 8

Date: 6/3/1996

Series 24

Date: 8/19/1992

FINRA

Current Firm

NINTH ETERNITY SECURITIES LLC

Contact information

FINRA licenses (9 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

NINTH ETERNITY SECURITIES LLC

TRUST BUT VERIFY

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